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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$628,066,885,559
2Raymond James Financial Services Inc.$327,099,000,000
3MML Investors Services, LLC$181,600,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$161,100,000,000
5Northwestern Mutual $152,650,150,000
6Equitable Advisors, LLC$130,050,400,000
7Royal Alliance Associates Inc.$103,276,801,356
8Cambridge Investment Research, Inc.$93,145,839,675
9Securities America Inc.$86,100,000,000
10Cetera Advisor Networks$80,744,232,432
11Kestra Financial, Inc$77,348,772,049
12Principal Securities, Inc. $54,305,196,294
13Waddell & Reed Financial Advisors$51,265,839,191
14Voya Financial Advisors Inc.$49,711,145,448
15M Holdings Securities Inc. (M Securities)$49,000,000,000
16Woodbury Financial Services$45,342,012,224
17SagePoint Financial Inc.$44,990,415,961
18Avantax Investment Services, Inc.$41,738,858,334
19Cetera Financial Institutions$41,059,296,884
20Cetera Advisors$36,016,057,569
21FSC Securities Corp.$34,624,724,025
22Lincoln Investment Planning, LLC$33,650,000,000
23Securian Financial Services Inc.$33,436,684,029
24First Allied Securities, Inc.$29,129,807,705
25Park Avenue Securities LLC$27,670,269,000
26Independent Financial Group, LLC$26,955,500,000
27Triad Advisors, LLC$26,432,483,311
28American Portfolios Financial Services Inc.$24,571,391,984
29Ameritas Investment Company/Ameritas Advisory Services$20,600,000,000
30J.W. Cole Financial Inc.$20,536,558,941
31Centaurus Financial, Inc.$20,000,000,000
32Cetera Financial Specialists$19,778,399,303
33Sigma Financial Corp.$19,500,800,132
34Hornor, Townsend & Kent, LLC$16,500,000,000
35United Planners Financial Services$16,461,908,128
36KMS Financial Services, Inc.$16,400,000,000
37Summit Brokerage Services, Inc.$15,336,487,503
38Grove Point Financial, LLC$14,754,382,892
39Investacorp Inc.$14,635,897,000
40Securities Service Network LLC$14,619,545,071
41Geneos Wealth Management Inc.$13,512,643,509
42Kovack Securities, Inc.$11,481,300,000
43PlanMember Securities Corp.$10,800,000,000
44Transamerica Financial Advisors, Inc.$10,514,000,000
45LaSalle St. Securities LLC$10,000,000,000
46The O.N. Equity Sales Co.$9,951,992,396
47Harbour Investments Inc.$9,715,500,000
48Equity Services Inc. $8,200,000,000
49Prospera Financial Services Inc.$7,700,000,000
50Parkland Securities, LLC$7,530,750,099
51The Investment Center Inc.$6,889,978,104
52Berthel Fisher & Co. Financial Services Inc.$5,974,420,000
53CFD Investments Inc.$4,257,841,526
54Concourse Financial Group Securities, Inc.$3,630,223,063
55Founders Financial$2,805,763,219
56Nationwide Planning Associates, Inc.$2,230,229,452
57Fortune Financial Services, Inc.$2,082,989,948
58Trustmont Financial Group Inc.$1,987,200,000
59The Leaders Group$1,294,463,799
60Arete Wealth$1,231,318,238
61Crown Capital Securities L.P.$1,189,976,371
62Arkadios Capital$1,100,000,000
63World Capital Brokerage, Inc.$504,600,000
64Packerland Brokerage Services Inc.$485,199,970
65Securities Management and Research$317,394,920
66Alden Investment Group$174,999,997
67Trutoro$64,022,359
68Lincoln Financial Network0
69Spire Investment Partners LLC0
70Ameriprise Financial Services, LLC0
71St. Bernard Financial Services Inc.0
72Kalos Capital Inc.0
73Nations Financial Group
74BCG Securities, Inc.
75Broker Dealer Financial Services Corp.
76Cadaret, Grant & Co. Inc.
77Capital Analysts Inc.
78Century Securities Associates Inc.
79Coordinated Capital Securities Inc.
80Correll Co. Investment Services Corp.
81Cutter & Company, Inc.
82GBS Financial Corp.
83ING Advisor Network Inc.
84INVEST Financial Corp.
85Investment Centers of America Inc.
86National Planning Corporation (NPC)
87SII Investments Inc.
88NEXT Financial Group, Inc.
89Protected Investors of America Inc.
90Signator Investors Inc.
91Questar Capital Corp.
92Wells Fargo Advisors Financial Network
93WRP Investments Inc.
94Wunderlich Securities Inc.
95LifeMark Securities Corp.
96Bolton Global Capital
97Hilltop Securities Independent Network Inc.
98Synergy Investment Group
99Leonard & Co.
100MetLife Inc.
101New England Securities Inc.
102Tower Square Securities Inc.
103Walnut Street Securities Inc.
104Foothill Securities Inc.
105Quest Capital Strategies Inc.
106Capital Investment Co.
107National Securities Corp.
108vFinance Investments Inc.
109Wall Street Access
110Cantella & Co. Inc.
111TFS Securities Inc.
112SA Stone
113Financial Telesis Inc.
114First Republic Securities Co.
115Financial Services International Corp.
116Quincy Cass Associates Inc.
117D.A. Davidson & Co.
118Williams Financial Group
119Finance 500 Inc.
120Foresters Equity Services Inc.
121CUNA Brokerage Services Inc.
122Ausdal Financial Partners
123SCF Securities Inc.
124Harbor Financial Services LLC
125TriCor Financial LLC
126Calton & Associates Inc.
127Bernardi Securities Inc.
128Allstate Financial Services LLC
129The Strategic Financial Alliance Inc.
130Infinity Financial Services
131Schwab Independent Branch Services (Franchise)
132Edward Jones
133David A. Noyes & Company
134Thurston Springer Miller Herd & Titak
135Vanderbilt Financial Group
136Advisor Group
137Atria Wealth Solutions
138CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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