Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼Fee revenueExcess net capitalOperating expenses
1LPL Financial LLC$5,624,856,000$1,982,868,943$100,400,000$4,749,864,491
2Ameriprise Financial Services, LLC$5,068,504,399$2,838,388,40500
3Raymond James Financial Services Inc.$2,552,554,7860$40,600,4790
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,552,748,751$1,052,748,961$50,717,6290
5Northwestern Mutual Investment Services$1,351,248,000$892,371,00000
6MML Investors Services, LLC$1,184,702,241$484,342,33300
7Cambridge Investment Research Inc.$1,000,550,889$540,973,217$14,796,385$931,612,672
8Royal Alliance Associates Inc.$961,062,600$350,110,3820$118,460,057
9Equitable Advisors, LLC$945,651,166$260,209,147$21,284,069$847,311,123
10Lincoln Financial Network$847,223,962$256,036,88200
11Securities America Inc.$729,500,000$319,330,000$12,200,0000
12Kestra Financial, Inc$570,683,514$319,154,41500
13Waddell & Reed Financial Advisors$513,832,035$269,338,607$60,508,0000
14Avantax Investment Services, Inc.$507,978,780$252,367,061$18,422,896$91,686,385
15Woodbury Financial Services$498,079,797$133,838,9080$78,321,237
16Voya Financial Advisors Inc.$477,173,273$185,680,380$54,992,6150
17SagePoint Financial Inc.$415,464,414$145,826,9420$61,713,512
18Securian Financial Services Inc.$370,200,000$142,386,55800
19Lincoln Investment Planning, LLC$343,350,000$202,880,000$21,790,000$81,525,094
20Principal Securities, Inc. $320,669,984$87,296,618$9,837,1890
21FSC Securities Corp.$289,124,260$109,708,6800$44,179,741
22American Portfolios Financial Services Inc.$227,503,420$111,763,657$6,469,831$28,180,689
23Park Avenue Securities LLC$227,105,000$92,783,00000
24Independent Financial Group, LLC$193,497,500$80,880,50000
25M Holdings Securities Inc. (M Securities)$170,649,848$27,772,068$1,627,220$15,883,093
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133 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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