Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼Fee revenueExcess net capitalOperating expenses
51Spire Investment Partners LLC$35,576,099$27,445,31000
52CFD Investments Inc.$32,298,668$13,665,422$771,454$5,206,161
53Founders Financial$29,492,040$20,940,000$864,488$28,129,645
54Packerland Brokerage Services Inc.$26,846,913$5,398,474$478,032$2,999,103
55Arkadios Capital$24,611,012$10,100,012$1,400,000$18,800,000
56Nationwide Planning Associates, Inc.$21,742,546$4,947,251$1,029,445$15,861,143
57Fortune Financial Services, Inc.$20,597,743000
58Alden Investment Group$3,589,968$115,996$1$1
59Veritas Independent Partners$1,176,446$636,972$19,003$1,238,026
60St. Bernard Financial Services Inc.0000
61Thurston Springer Miller Herd & Titak0000
62Trustmont Financial Group Inc.0000
63Hilltop Securities Independent Network Inc.
64Cetera Advisor Networks
65Summit Brokerage Services, Inc.
66ING Advisor Network Inc.
67GBS Financial Corp.
68Synergy Investment Group
69First Allied Securities, Inc.
70Leonard & Co.
71MetLife Inc.
72New England Securities Inc.
73Tower Square Securities Inc.
74Walnut Street Securities Inc.
75Cutter & Company, Inc.
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.