Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼Fee revenueExcess net capitalOperating expenses
101CUNA Brokerage Services Inc.
102Ausdal Financial Partners
103Berthel Fisher & Co. Financial Services Inc.
104SCF Securities Inc.
105Harbor Financial Services LLC
106TriCor Financial LLC
107Kalos Capital Inc.
108Calton & Associates Inc.
109Bernardi Securities Inc.
110Allstate Financial Services LLC
111Securities Management and Research
112World Capital Brokerage, Inc.
113Infinity Financial Services
114Schwab Independent Branch Services (Franchise)
115Edward Jones
116David A. Noyes & Company
117BCG Securities, Inc.
118Quincy Cass Associates Inc.
119Signator Investors Inc.
120Cetera Financial Specialists
121NEXT Financial Group, Inc.
122SII Investments Inc.
123Questar Capital Corp.
124Wells Fargo Advisors Financial Network
125National Planning Corporation (NPC)
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133 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.