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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼Fee revenueExcess net capitalOperating expenses
1LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
2Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
3Advisor Group$3,260,912,873$1,383,569,043$86,214,531$442,100,000
4Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
6Northwestern Mutual $1,517,364,000$1,022,145,00000
7MML Investors Services, LLC$1,239,300,000$539,400,00000
8Cambridge Investment Research, Inc.$1,084,867,961$621,098,888$19,084,920$1,040,501,593
9Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
10Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
11Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
12Kestra Financial, Inc$607,872,562$364,302,18600
13Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
14Atria Wealth Solutions$523,913,907$167,966,126$18,836,128$24,694,941
15Woodbury Financial Services$509,720,933$159,813,0030$80,176,654
16SagePoint Financial Inc.$387,366,961$153,625,9750$62,333,591
17Securian Financial Services Inc.$374,830,000$154,729,90800
18Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
19Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
20Park Avenue Securities LLC$249,647,000$101,680,00000
21FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
22American Portfolios Financial Services Inc.$233,071,434$118,979,739$5,190,594$28,149,102
23Independent Financial Group, LLC$197,100,000$91,551,50000
24M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
25Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
26J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
27Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
28Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
29United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
30Sigma Financial Corp.$130,820,243$56,300,92100
31Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
32Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
33Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
34PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
35Grove Point Financial, LLC$109,100,000$39,200,00000
36The Leaders Group$89,104,7480$2,186,689$87,836,144
37Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
38The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
39Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
40Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
41The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
42Parkland Securities, LLC$62,993,829$20,596,16500
43Equity Services Inc. $56,000,000$18,800,00000
44The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
45Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
46LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
47Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
48CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
49Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
50Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
51Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
52Fortune Financial Services, Inc.$21,188,836000
53Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
54Alden Investment Group$5,348,524$691$1$1
55Trutoro$1,460,102$909,099$36,610$1,507,807
56Trustmont Financial Group Inc.0000
57Transamerica Financial Advisors, Inc.0000
58Thurston Springer Miller Herd & Titak0000
59St. Bernard Financial Services Inc.0000
60Vanderbilt Financial Group0000
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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