Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue | Excess net capital ▼ | Operating expenses | |
|---|---|---|---|---|---|
| 26 | Nationwide Planning Associates, Inc. | $22,711,603 | $5,545,064 | $1,466,283 | $16,231,542 |
| 27 | Founders Financial | $31,014,613 | $24,682,467 | $1,149,135 | $6,473,437 |
| 28 | Geneos Wealth Management Inc. | $123,971,985 | $80,257,258 | $1,000,000 | $15,368,884 |
| 29 | M Holdings Securities Inc. (M Securities) | $166,696,598 | $26,740,248 | $992,008 | $16,178,629 |
| 30 | CFD Investments Inc. | $32,081,905 | $14,462,864 | $930,448 | $6,079,077 |
| 31 | Packerland Brokerage Services Inc. | $27,668,992 | $6,704,857 | $922,442 | $3,078,354 |
| 32 | Cutter & Company, Inc. | $13,800,000 | $7,599,000 | $856,000 | 0 |
| 33 | Harbour Investments Inc. | $64,095,000 | $32,515,000 | $532,000 | $63,095,000 |
| 34 | Arete Wealth | $45,219,714 | $11,478,278 | $234,585 | $40,861,146 |
| 35 | Trutoro | $1,460,102 | $909,099 | $36,610 | $1,507,807 |
| 36 | Alden Investment Group | $5,348,524 | $691 | $1 | $1 |
| 37 | Woodbury Financial Services | $509,720,933 | $159,813,003 | 0 | $80,176,654 |
| 38 | The Strategic Financial Alliance Inc. | $45,306,465 | $22,701,217 | 0 | 0 |
| 39 | Independent Financial Group, LLC | $197,100,000 | $91,551,500 | 0 | 0 |
| 40 | Kestra Financial, Inc | $607,872,562 | $364,302,186 | 0 | 0 |
| 41 | FSC Securities Corp. | $237,146,541 | $104,875,683 | 0 | $37,278,927 |
| 42 | SagePoint Financial Inc. | $387,366,961 | $153,625,975 | 0 | $62,333,591 |
| 43 | Grove Point Financial, LLC | $109,100,000 | $39,200,000 | 0 | 0 |
| 44 | Transamerica Financial Advisors, Inc. | 0 | 0 | 0 | 0 |
| 45 | Equity Services Inc. | $56,000,000 | $18,800,000 | 0 | 0 |
| 46 | Sigma Financial Corp. | $130,820,243 | $56,300,921 | 0 | 0 |
| 47 | Thurston Springer Miller Herd & Titak | 0 | 0 | 0 | 0 |
| 48 | Vanderbilt Financial Group | 0 | 0 | 0 | 0 |
| 49 | Parkland Securities, LLC | $62,993,829 | $20,596,165 | 0 | 0 |
| 50 | Ameritas Investment Company/Ameritas Advisory Services | $150,200,000 | $63,100,000 | 0 | 0 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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