Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▲Fee revenueExcess net capitalOperating expenses
133Thurston Springer Miller Herd & Titak0000
132St. Bernard Financial Services Inc.0000
131Trustmont Financial Group Inc.0000
130Veritas Independent Partners$1,176,446$636,972$19,003$1,238,026
129Alden Investment Group$3,589,968$115,996$1$1
128Fortune Financial Services, Inc.$20,597,743000
127Nationwide Planning Associates, Inc.$21,742,546$4,947,251$1,029,445$15,861,143
126Arkadios Capital$24,611,012$10,100,012$1,400,000$18,800,000
125Packerland Brokerage Services Inc.$26,846,913$5,398,474$478,032$2,999,103
124Founders Financial$29,492,040$20,940,000$864,488$28,129,645
123CFD Investments Inc.$32,298,668$13,665,422$771,454$5,206,161
122Spire Investment Partners LLC$35,576,099$27,445,31000
121Arete Wealth$36,505,635$11,270,667$545,000$32,752,396
120The Strategic Financial Alliance Inc.$42,173,454000
119LaSalle St. Securities LLC$43,000,000$10,000,000$2,000,000$4,000,000
118Prospera Financial Services Inc.$57,580,023$30,718,720$8,481,062$15,639,305
117Equity Services Inc. $57,600,000$18,000,00000
116Harbour Investments Inc.$58,767,000$27,523,000$452,000$58,000,000
115The Investment Center Inc.$59,623,173$25,435,715$1,860,649$59,473,733
114Parkland Securities, LLC$67,861,520$18,471,26300
113The O.N. Equity Sales Co.$68,411,788$14,711,228$3,319,750$66,802,833
112The Leaders Group$76,503,9450$1,131,810$75,844,888
111Kovack Securities, Inc.$78,435,000$38,228,400$3,100,500$71,585,000
110Transamerica Financial Advisors, Inc.$94,152,802$15,345,240$12,513,575$26,980,196
109Securities Service Network LLC$101,502,000$37,468,000$7,899,0000
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133 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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