Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▲ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 113 | Grove Point Financial, LLC | $109,100,000 | $39,200,000 | 0 | 0 |
| 112 | PlanMember Securities Corp. | $111,200,000 | $91,184,000 | $8,407,000 | 0 |
| 111 | Concourse Financial Group Securities, Inc. | $116,189,724 | $40,623,500 | $6,310,156 | 0 |
| 110 | Hornor, Townsend & Kent, LLC | $119,874,666 | $43,356,000 | 0 | 0 |
| 109 | Geneos Wealth Management Inc. | $123,971,985 | $80,257,258 | $1,000,000 | $15,368,884 |
| 108 | Sigma Financial Corp. | $130,820,243 | $56,300,921 | 0 | 0 |
| 107 | United Planners Financial Services | $138,152,964 | $88,343,956 | $5,228,560 | $95,582,503 |
| 106 | Triad Advisors, LLC | $141,425,324 | $68,392,943 | $13,400,842 | $27,493,066 |
| 105 | Ameritas Investment Company/Ameritas Advisory Services | $150,200,000 | $63,100,000 | 0 | 0 |
| 104 | J.W. Cole Financial Inc. | $155,650,600 | $71,082,800 | $8,250,789 | $13,680,500 |
| 103 | Centaurus Financial, Inc. | $158,683,040 | $46,829,779 | $10,543,101 | 0 |
| 102 | M Holdings Securities Inc. (M Securities) | $166,696,598 | $26,740,248 | $992,008 | $16,178,629 |
| 101 | Independent Financial Group, LLC | $197,100,000 | $91,551,500 | 0 | 0 |
| 100 | American Portfolios Financial Services Inc. | $233,071,434 | $118,979,739 | $5,190,594 | $28,149,102 |
| 99 | FSC Securities Corp. | $237,146,541 | $104,875,683 | 0 | $37,278,927 |
| 98 | Park Avenue Securities LLC | $249,647,000 | $101,680,000 | 0 | 0 |
| 97 | Principal Securities, Inc. | $316,711,169 | $96,067,770 | $9,863,624 | 0 |
| 96 | Lincoln Investment Planning, LLC | $353,680,000 | $214,155,000 | $23,060,000 | $80,833,430 |
| 95 | Securian Financial Services Inc. | $374,830,000 | $154,729,908 | 0 | 0 |
| 94 | SagePoint Financial Inc. | $387,366,961 | $153,625,975 | 0 | $62,333,591 |
| 93 | Woodbury Financial Services | $509,720,933 | $159,813,003 | 0 | $80,176,654 |
| 92 | Atria Wealth Solutions | $523,913,907 | $167,966,126 | $18,836,128 | $24,694,941 |
| 91 | Waddell & Reed Financial Advisors | $537,131,200 | $296,338,811 | $60,137,000 | 0 |
| 90 | Kestra Financial, Inc | $607,872,562 | $364,302,186 | 0 | 0 |
| 89 | Royal Alliance Associates Inc. | $936,353,114 | $378,881,439 | 0 | $132,298,637 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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