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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▲Fee revenueExcess net capitalOperating expenses
138Transamerica Financial Advisors, Inc.0000
137Trustmont Financial Group Inc.0000
136Vanderbilt Financial Group0000
135Thurston Springer Miller Herd & Titak0000
134St. Bernard Financial Services Inc.0000
133Trutoro$1,460,102$909,099$36,610$1,507,807
132Alden Investment Group$5,348,524$691$1$1
131Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
130Fortune Financial Services, Inc.$21,188,836000
129Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
128Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
127Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
126CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
125Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
124LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
123Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
122The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
121Equity Services Inc. $56,000,000$18,800,00000
120Parkland Securities, LLC$62,993,829$20,596,16500
119The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
118Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
117Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
116The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
115Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
114The Leaders Group$89,104,7480$2,186,689$87,836,144
113Grove Point Financial, LLC$109,100,000$39,200,00000
112PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
111Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
110Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
109Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
108Sigma Financial Corp.$130,820,243$56,300,92100
107United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
106Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
105Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
104J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
103Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
102M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
101Independent Financial Group, LLC$197,100,000$91,551,50000
100American Portfolios Financial Services Inc.$233,071,434$118,979,739$5,190,594$28,149,102
99FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
98Park Avenue Securities LLC$249,647,000$101,680,00000
97Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
96Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
95Securian Financial Services Inc.$374,830,000$154,729,90800
94SagePoint Financial Inc.$387,366,961$153,625,9750$62,333,591
93Woodbury Financial Services$509,720,933$159,813,0030$80,176,654
92Atria Wealth Solutions$523,913,907$167,966,126$18,836,128$24,694,941
91Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
90Kestra Financial, Inc$607,872,562$364,302,18600
89Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
88Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
87Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
86Cambridge Investment Research, Inc.$1,084,867,961$621,098,888$19,084,920$1,040,501,593
85MML Investors Services, LLC$1,239,300,000$539,400,00000
84Northwestern Mutual $1,517,364,000$1,022,145,00000
83Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
82Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
81Advisor Group$3,260,912,873$1,383,569,043$86,214,531$442,100,000
80Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
79LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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