Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue ▼ | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 1 | Ameriprise Financial Services, LLC | $5,037,581,832 | $3,122,182,868 | 0 | 0 |
| 2 | LPL Financial LLC | $5,871,640,101 | $2,327,518,915 | $107,900,000 | $5,139,801,831 |
| 3 | Advisor Group | $3,260,912,873 | $1,383,569,043 | $86,214,531 | $442,100,000 |
| 4 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $1,635,006,455 | $1,187,606,820 | $60,479,165 | 0 |
| 5 | Northwestern Mutual | $1,517,364,000 | $1,022,145,000 | 0 | 0 |
| 6 | Cambridge Investment Research, Inc. | $1,084,867,961 | $621,098,888 | $19,084,920 | $1,040,501,593 |
| 7 | MML Investors Services, LLC | $1,239,300,000 | $539,400,000 | 0 | 0 |
| 8 | Securities America Inc. | $1,048,900,000 | $517,980,000 | $27,500,000 | 0 |
| 9 | Royal Alliance Associates Inc. | $936,353,114 | $378,881,439 | 0 | $132,298,637 |
| 10 | Kestra Financial, Inc | $607,872,562 | $364,302,186 | 0 | 0 |
| 11 | Equitable Advisors, LLC | $983,529,192 | $296,596,113 | $28,413,961 | $880,806,333 |
| 12 | Waddell & Reed Financial Advisors | $537,131,200 | $296,338,811 | $60,137,000 | 0 |
| 13 | Lincoln Investment Planning, LLC | $353,680,000 | $214,155,000 | $23,060,000 | $80,833,430 |
| 14 | Atria Wealth Solutions | $523,913,907 | $167,966,126 | $18,836,128 | $24,694,941 |
| 15 | Woodbury Financial Services | $509,720,933 | $159,813,003 | 0 | $80,176,654 |
| 16 | Securian Financial Services Inc. | $374,830,000 | $154,729,908 | 0 | 0 |
| 17 | SagePoint Financial Inc. | $387,366,961 | $153,625,975 | 0 | $62,333,591 |
| 18 | American Portfolios Financial Services Inc. | $233,071,434 | $118,979,739 | $5,190,594 | $28,149,102 |
| 19 | FSC Securities Corp. | $237,146,541 | $104,875,683 | 0 | $37,278,927 |
| 20 | Park Avenue Securities LLC | $249,647,000 | $101,680,000 | 0 | 0 |
| 21 | Principal Securities, Inc. | $316,711,169 | $96,067,770 | $9,863,624 | 0 |
| 22 | Independent Financial Group, LLC | $197,100,000 | $91,551,500 | 0 | 0 |
| 23 | PlanMember Securities Corp. | $111,200,000 | $91,184,000 | $8,407,000 | 0 |
| 24 | United Planners Financial Services | $138,152,964 | $88,343,956 | $5,228,560 | $95,582,503 |
| 25 | Geneos Wealth Management Inc. | $123,971,985 | $80,257,258 | $1,000,000 | $15,368,884 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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