Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue ▼ | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 26 | J.W. Cole Financial Inc. | $155,650,600 | $71,082,800 | $8,250,789 | $13,680,500 |
| 27 | Triad Advisors, LLC | $141,425,324 | $68,392,943 | $13,400,842 | $27,493,066 |
| 28 | Ameritas Investment Company/Ameritas Advisory Services | $150,200,000 | $63,100,000 | 0 | 0 |
| 29 | Sigma Financial Corp. | $130,820,243 | $56,300,921 | 0 | 0 |
| 30 | Centaurus Financial, Inc. | $158,683,040 | $46,829,779 | $10,543,101 | 0 |
| 31 | Hornor, Townsend & Kent, LLC | $119,874,666 | $43,356,000 | 0 | 0 |
| 32 | Concourse Financial Group Securities, Inc. | $116,189,724 | $40,623,500 | $6,310,156 | 0 |
| 33 | Kovack Securities, Inc. | $82,368,000 | $40,140,800 | $3,100,500 | $77,482,450 |
| 34 | Grove Point Financial, LLC | $109,100,000 | $39,200,000 | 0 | 0 |
| 35 | Prospera Financial Services Inc. | $70,414,959 | $36,643,467 | $7,157,587 | $22,845,375 |
| 36 | Harbour Investments Inc. | $64,095,000 | $32,515,000 | $532,000 | $63,095,000 |
| 37 | The Investment Center Inc. | $64,032,485 | $28,135,018 | $3,390,395 | $61,516,918 |
| 38 | M Holdings Securities Inc. (M Securities) | $166,696,598 | $26,740,248 | $992,008 | $16,178,629 |
| 39 | Founders Financial | $31,014,613 | $24,682,467 | $1,149,135 | $6,473,437 |
| 40 | The Strategic Financial Alliance Inc. | $45,306,465 | $22,701,217 | 0 | 0 |
| 41 | Parkland Securities, LLC | $62,993,829 | $20,596,165 | 0 | 0 |
| 42 | Arkadios Capital | $39,400,936 | $19,240,390 | $1,500,000 | $16,600,000 |
| 43 | Equity Services Inc. | $56,000,000 | $18,800,000 | 0 | 0 |
| 44 | The O.N. Equity Sales Co. | $70,923,126 | $16,614,193 | $2,172,986 | $70,627,727 |
| 45 | CFD Investments Inc. | $32,081,905 | $14,462,864 | $930,448 | $6,079,077 |
| 46 | LaSalle St. Securities LLC | $44,000,000 | $12,000,000 | $2,000,000 | $4,500,000 |
| 47 | Arete Wealth | $45,219,714 | $11,478,278 | $234,585 | $40,861,146 |
| 48 | Cutter & Company, Inc. | $13,800,000 | $7,599,000 | $856,000 | 0 |
| 49 | Packerland Brokerage Services Inc. | $27,668,992 | $6,704,857 | $922,442 | $3,078,354 |
| 50 | Nationwide Planning Associates, Inc. | $22,711,603 | $5,545,064 | $1,466,283 | $16,231,542 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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