Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue ▲ | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 138 | The Leaders Group | $89,104,748 | 0 | $2,186,689 | $87,836,144 |
| 137 | Fortune Financial Services, Inc. | $21,188,836 | 0 | 0 | 0 |
| 136 | St. Bernard Financial Services Inc. | 0 | 0 | 0 | 0 |
| 135 | Vanderbilt Financial Group | 0 | 0 | 0 | 0 |
| 134 | Raymond James Financial Services Inc. | $2,657,878,614 | 0 | $44,200,000 | 0 |
| 133 | Transamerica Financial Advisors, Inc. | 0 | 0 | 0 | 0 |
| 132 | Trustmont Financial Group Inc. | 0 | 0 | 0 | 0 |
| 131 | Thurston Springer Miller Herd & Titak | 0 | 0 | 0 | 0 |
| 130 | Alden Investment Group | $5,348,524 | $691 | $1 | $1 |
| 129 | Trutoro | $1,460,102 | $909,099 | $36,610 | $1,507,807 |
| 128 | Nationwide Planning Associates, Inc. | $22,711,603 | $5,545,064 | $1,466,283 | $16,231,542 |
| 127 | Packerland Brokerage Services Inc. | $27,668,992 | $6,704,857 | $922,442 | $3,078,354 |
| 126 | Cutter & Company, Inc. | $13,800,000 | $7,599,000 | $856,000 | 0 |
| 125 | Arete Wealth | $45,219,714 | $11,478,278 | $234,585 | $40,861,146 |
| 124 | LaSalle St. Securities LLC | $44,000,000 | $12,000,000 | $2,000,000 | $4,500,000 |
| 123 | CFD Investments Inc. | $32,081,905 | $14,462,864 | $930,448 | $6,079,077 |
| 122 | The O.N. Equity Sales Co. | $70,923,126 | $16,614,193 | $2,172,986 | $70,627,727 |
| 121 | Equity Services Inc. | $56,000,000 | $18,800,000 | 0 | 0 |
| 120 | Arkadios Capital | $39,400,936 | $19,240,390 | $1,500,000 | $16,600,000 |
| 119 | Parkland Securities, LLC | $62,993,829 | $20,596,165 | 0 | 0 |
| 118 | The Strategic Financial Alliance Inc. | $45,306,465 | $22,701,217 | 0 | 0 |
| 117 | Founders Financial | $31,014,613 | $24,682,467 | $1,149,135 | $6,473,437 |
| 116 | M Holdings Securities Inc. (M Securities) | $166,696,598 | $26,740,248 | $992,008 | $16,178,629 |
| 115 | The Investment Center Inc. | $64,032,485 | $28,135,018 | $3,390,395 | $61,516,918 |
| 114 | Harbour Investments Inc. | $64,095,000 | $32,515,000 | $532,000 | $63,095,000 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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