Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenueFee revenueExcess net capitalOperating expenses ▼
1LPL Financial LLC$5,624,856,000$1,982,868,943$100,400,000$4,749,864,491
2Cambridge Investment Research Inc.$1,000,550,889$540,973,217$14,796,385$931,612,672
3Equitable Advisors, LLC$945,651,166$260,209,147$21,284,069$847,311,123
4United Planners Financial Services$129,214,415$78,227,763$4,904,109$128,456,486
5Royal Alliance Associates Inc.$961,062,600$350,110,3820$118,460,057
6KMS Financial Services, Inc.$119,202,751$60,806,976$6,989,669$115,448,569
7Grove Point Financial, LLC$112,134,966$36,571,183$7,788,159$110,877,059
8Avantax Investment Services, Inc.$507,978,780$252,367,061$18,422,896$91,686,385
9Lincoln Investment Planning, LLC$343,350,000$202,880,000$21,790,000$81,525,094
10Woodbury Financial Services$498,079,797$133,838,9080$78,321,237
11The Leaders Group$76,503,9450$1,131,810$75,844,888
12Kovack Securities, Inc.$78,435,000$38,228,400$3,100,500$71,585,000
13The O.N. Equity Sales Co.$68,411,788$14,711,228$3,319,750$66,802,833
14SagePoint Financial Inc.$415,464,414$145,826,9420$61,713,512
15The Investment Center Inc.$59,623,173$25,435,715$1,860,649$59,473,733
16Harbour Investments Inc.$58,767,000$27,523,000$452,000$58,000,000
17FSC Securities Corp.$289,124,260$109,708,6800$44,179,741
18Arete Wealth$36,505,635$11,270,667$545,000$32,752,396
19American Portfolios Financial Services Inc.$227,503,420$111,763,657$6,469,831$28,180,689
20Founders Financial$29,492,040$20,940,000$864,488$28,129,645
21Transamerica Financial Advisors, Inc.$94,152,802$15,345,240$12,513,575$26,980,196
22Arkadios Capital$24,611,012$10,100,012$1,400,000$18,800,000
23M Holdings Securities Inc. (M Securities)$170,649,848$27,772,068$1,627,220$15,883,093
24Nationwide Planning Associates, Inc.$21,742,546$4,947,251$1,029,445$15,861,143
25Prospera Financial Services Inc.$57,580,023$30,718,720$8,481,062$15,639,305
Next Page »

133 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.