Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses ▼
26Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
27CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
28LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
29Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
30Trutoro$1,460,102$909,099$36,610$1,507,807
31Alden Investment Group$5,348,524$691$1$1
32Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
33Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
34Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
35Parkland Securities, LLC$62,993,829$20,596,16500
36Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
37Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
38Sigma Financial Corp.$130,820,243$56,300,92100
39Equity Services Inc. $56,000,000$18,800,00000
40Transamerica Financial Advisors, Inc.0000
41Grove Point Financial, LLC$109,100,000$39,200,00000
42Northwestern Mutual $1,517,364,000$1,022,145,00000
43Trustmont Financial Group Inc.0000
44MML Investors Services, LLC$1,239,300,000$539,400,00000
45Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
46Park Avenue Securities LLC$249,647,000$101,680,00000
47Securian Financial Services Inc.$374,830,000$154,729,90800
48Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
49Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
50Fortune Financial Services, Inc.$21,188,836000
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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