Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses
133Alden Investment Group$3,589,968$115,996$1$1
132Allstate Financial Services LLC
131American Portfolios Financial Services Inc.$227,503,420$111,763,657$6,469,831$28,180,689
130Ameriprise Financial Services, LLC$5,068,504,399$2,838,388,40500
129Ameritas Investment Company, LLC$150,200,000$56,500,00000
128Arete Wealth$36,505,635$11,270,667$545,000$32,752,396
127Arkadios Capital$24,611,012$10,100,012$1,400,000$18,800,000
126Ausdal Financial Partners
125Avantax Investment Services, Inc.$507,978,780$252,367,061$18,422,896$91,686,385
124BCG Securities, Inc.
123Bernardi Securities Inc.
122Berthel Fisher & Co. Financial Services Inc.
121Bolton Global Capital
120Broker Dealer Financial Services Corp.
119Cadaret, Grant & Co. Inc.
118Calton & Associates Inc.
117Cambridge Investment Research Inc.$1,000,550,889$540,973,217$14,796,385$931,612,672
116Cantella & Co. Inc.
115Capital Analysts Inc.
114Capital Investment Co.
113Centaurus Financial, Inc.$163,422,286$43,421,302$13,484,7170
112Century Securities Associates Inc.
111Cetera Advisor Networks
110Cetera Advisors
109Cetera Financial Institutions
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133 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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