Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▼ Total revenueFee revenueExcess net capitalOperating expenses
88Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
87FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
86GBS Financial Corp.————
85Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
84Grove Point Financial, LLC$109,100,000$39,200,00000
83Harbor Financial Services LLC————
82Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
81Hilltop Securities Independent Network Inc.————
80Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
79Independent Financial Group, LLC$197,100,000$91,551,50000
78Infinity Financial Services ————
77ING Advisor Network Inc.————
76INVEST Financial Corp.————
75Investacorp Inc.————
74The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
73Investment Centers of America Inc.————
72J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
71Kalos Capital Inc.————
70Kestra Financial, Inc$607,872,562$364,302,18600
69KMS Financial Services, Inc.————
68Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
67LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
66Leonard & Co.————
65LifeMark Securities Corp.————
64Lincoln Financial Network————
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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