Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▼ Total revenueFee revenueExcess net capitalOperating expenses
63Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
62LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
61M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
60MetLife Inc.————
59MML Investors Services, LLC$1,239,300,000$539,400,00000
58National Planning Corporation (NPC) ————
57National Securities Corp.————
56Nations Financial Group————
55Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
54New England Securities Inc.————
53NEXT Financial Group, Inc.————
52Northwestern Mutual $1,517,364,000$1,022,145,00000
51The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
50Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
49Park Avenue Securities LLC$249,647,000$101,680,00000
48Parkland Securities, LLC$62,993,829$20,596,16500
47PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
46Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
45Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
44Protected Investors of America Inc.————
43Quest Capital Strategies Inc. ————
42Questar Capital Corp.————
41Quincy Cass Associates Inc.————
40Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
39Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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