Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses
138Advisor Group$3,260,912,873$1,383,569,043$86,214,531$442,100,000
137Alden Investment Group$5,348,524$691$1$1
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$233,071,434$118,979,739$5,190,594$28,149,102
134Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
133Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
132Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
131Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
130Atria Wealth Solutions$523,913,907$167,966,126$18,836,128$24,694,941
129Ausdal Financial Partners
128Avantax Investment Services, Inc.
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$1,084,867,961$621,098,888$19,084,920$1,040,501,593
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
107Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
97Equity Services Inc. $56,000,000$18,800,00000
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$21,188,836000
88Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
87FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
86GBS Financial Corp.
85Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
84Grove Point Financial, LLC$109,100,000$39,200,00000
83Harbor Financial Services LLC
82Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
79Independent Financial Group, LLC$197,100,000$91,551,50000
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
71Kalos Capital Inc.
70Kestra Financial, Inc$607,872,562$364,302,18600
69KMS Financial Services, Inc.
68Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
67LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network
63Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
62LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
61M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
60MetLife Inc.
59MML Investors Services, LLC$1,239,300,000$539,400,00000
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual $1,517,364,000$1,022,145,00000
51The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
50Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
49Park Avenue Securities LLC$249,647,000$101,680,00000
48Parkland Securities, LLC$62,993,829$20,596,16500
47PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
46Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
45Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
39Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
38SA Stone
37SagePoint Financial Inc.$387,366,961$153,625,9750$62,333,591
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$374,830,000$154,729,90800
33Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
32Securities Management and Research
31Securities Service Network LLC
30Sigma Financial Corp.$130,820,243$56,300,92100
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.0000
25The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$89,104,7480$2,186,689$87,836,144
20Thurston Springer Miller Herd & Titak0000
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.0000
17Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
16TriCor Financial LLC
15Trustmont Financial Group Inc.0000
14Trutoro$1,460,102$909,099$36,610$1,507,807
13United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
12Vanderbilt Financial Group0000
11vFinance Investments Inc.
10Voya Financial Advisors Inc.
9Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services$509,720,933$159,813,0030$80,176,654
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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