Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
26Hornor, Townsend & Kent, LLC954226610510
27The Leaders Group8934813$149,4803487
28Triad Advisors, LLC88040795$151,13688178
29American Portfolios Financial Services Inc.83733877$224,180110109
30Cadaret, Grant & Co. Inc.774
31M Holdings Securities Inc. (M Securities)76912097$292,7436769
32The O.N. Equity Sales Co.75417414$105,0055168
33National Securities Corp.717
34Centaurus Financial, Inc.648354156$257,35888200
35Sigma Financial Corp.64827647$183,745125105
36Independent Financial Group, LLC61526797$294,1008291
37Grove Point Financial, LLC54917553$208,8338378
38United Planners Financial Services51419766$311,36067109
39J.W. Cole Financial Inc.51231195$302,2976775
40Equity Services Inc. 512161130500
41PlanMember Securities Corp.47319947$153,35717741
42KMS Financial Services, Inc.46615669$265,63973100
43Investacorp Inc.452
44NEXT Financial Group, Inc.445
45Parkland Securities, LLC39513718$162,48012529
46Kovack Securities, Inc.39526153$205,3277078
47Securities Service Network LLC39015556$235,00065101
48Fortune Financial Services, Inc.355496$84,5361223
49LaSalle St. Securities LLC30019035$200,0003040
50The Investment Center Inc.29111520$214,0394054
« Previous PageNext Page »

133 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.