Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
51Harbour Investments Inc.27513529$274,5002440
52Geneos Wealth Management Inc.26313778$421,67257112
53Berthel Fisher & Co. Financial Services Inc.240
54Packerland Brokerage Services Inc.239674$93,0002319
55Cantella & Co. Inc. 225
56CFD Investments Inc.1625915$177,257540
57Securities Management and Research152
58Arete Wealth1473216$233,1171218
59Nationwide Planning Associates, Inc.137518$265,153219
60Prospera Financial Services Inc.1297340$476,0746113
61Kalos Capital Inc.125
62Century Securities Associates Inc.125
63St. Bernard Financial Services Inc.10600044
64Spire Investment Partners LLC1054023$525,0834826
65Trustmont Financial Group Inc.91365$132,0001036
66Founders Financial794817$373,3172524
67Arkadios Capital67945$454,000170
68Infinity Financial Services 62
69Thurston Springer Miller Herd & Titak55000825
70Alden Investment Group53395034
71World Capital Brokerage, Inc.53
72Veritas Independent Partners2840$90,76733
73Correll Co. Investment Services Corp.8
74The Strategic Financial Alliance Inc.000000
75New England Securities Inc.
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.