Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
101Investment Centers of America Inc.
102National Planning Corporation (NPC)
103D.A. Davidson & Co.
104Williams Financial Group
105Finance 500 Inc.
106Foresters Equity Services Inc.
107CUNA Brokerage Services Inc.
108Ausdal Financial Partners
109Wunderlich Securities Inc.
110SCF Securities Inc.
111Harbor Financial Services LLC
112TriCor Financial LLC
113WRP Investments Inc.
114SII Investments Inc.
115Calton & Associates Inc.
116Wells Fargo Advisors Financial Network
117Bernardi Securities Inc.
118Allstate Financial Services LLC
119Questar Capital Corp.
120Protected Investors of America Inc.
121Schwab Independent Branch Services (Franchise)
122Edward Jones
123Cetera Financial Specialists
124David A. Noyes & Company
125BCG Securities, Inc.
« Previous PageNext Page »

133 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.