Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▼$500K+ repsAvg. annual payoutEmployeesCFPs
26Hornor, Townsend & Kent, LLC83320554$70,900460
27LaSalle St. Securities LLC31020040$210,0003241
28Transamerica Financial Advisors, Inc.3,10819480670
29Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
30PlanMember Securities Corp.47918745$157,78718142
31Concourse Financial Group Securities, Inc.86518440$150,323850
32The O.N. Equity Sales Co.73515721$112,3684665
33Grove Point Financial, LLC42215353$277,5097568
34Equity Services Inc. 506150200500
35Parkland Securities, LLC33513021$163,99212730
36Harbour Investments Inc.27212637$300,9002442
37M Holdings Securities Inc. (M Securities)74712581$285,8955064
38Geneos Wealth Management Inc.24312471$425,9105486
39The Investment Center Inc.29112126$227,8564153
40Packerland Brokerage Services Inc.257844$95,8902419
41Prospera Financial Services Inc.1296647$545,8526122
42Fortune Financial Services, Inc.375525$81,1831333
43Founders Financial805014$397,6232923
44The Strategic Financial Alliance Inc.1344929$351,0004150
45CFD Investments Inc.1504915$194,582520
46Nationwide Planning Associates, Inc.123488$287,489219
47The Leaders Group1,076479$122,3203387
48Alden Investment Group65457085
49Cutter & Company, Inc.484170135
50Trustmont Financial Group Inc.88345$144,0001035
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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