Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▼$500K+ repsAvg. annual payoutEmployeesCFPs
51Arete Wealth1323115$270,0741316
52Arkadios Capital901065$382,727230
53Trutoro3460$87,43253
54Raymond James Financial Services Inc.6,64000$436,36801,300
55Vanderbilt Financial Group181000270
56Park Avenue Securities LLC1,92200000
57Ameriprise Financial Services, LLC7,80500000
58LPL Financial LLC17,28700$217,5764,7563,833
59Thurston Springer Miller Herd & Titak68000915
60St. Bernard Financial Services Inc.11300034
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.418
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research146
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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