Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps ▼$500K+ repsAvg. annual payoutEmployeesCFPs
51Harbour Investments Inc.25111014$190,0002032
52Parkland Securities, LLC47110811$112,46410529
53Kalos Capital Inc.1408921$279,1363615
54The Investment Center Inc.2548911$137,8743851
55Prospera Financial Services Inc.1357334$381,4325012
56CFD Investments Inc.2196010$135,4694321
57Founders Financial75557$321,6631724
58The Strategic Financial Alliance Inc.1755221$348,5293159
59Trustmont Financial Group Inc.111475$125,0001239
60SCF Securities Inc.148435$105,6862617
61David A. Noyes & Company86327$126,000347
62Fortune Financial Services, Inc.294322$63,051119
63Arete Wealth1063011$126,73374
64Nationwide Planning Associates, Inc.101306$197,417186
65The Leaders Group649283$74,0672866
66Spire Investment Partners LLC951810$387,9853119
67Infinity Financial Services 5080$59,03754
68Trutoro1430$95,70021
69Cetera Advisors1,52500$160,4281550
70Cetera Advisor Networks2,69300$183,0532850
71Ameriprise Financial Services, LLC7,66800000
72St. Bernard Financial Services Inc.6100024
73Lincoln Financial Network8,8850007360
74Cetera Financial Specialists1,27800$75,007980
75Cetera Financial Institutions1,80500$108,6153160
« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.