Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
88Kestra Financial, Inc1,736484309$482,535267310
87Principal Securities, Inc. 1,7474518703290
86Park Avenue Securities LLC1,92200000
85Atria Wealth Solutions2,2496081420428312
84Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
83Woodbury Financial Services2,498791238$254,5703360
82Transamerica Financial Advisors, Inc.3,10819480670
81Securities America Inc.3,2331,188390$204,949594747
80Avantax Investment Services, Inc.3,825—————
79Cambridge Investment Research, Inc.4,5291,578498$308,639894832
78Equitable Advisors, LLC4,5301,609320$159,558642436
77Royal Alliance Associates Inc.4,8151,259436$274,2484070
76Raymond James Financial Services Inc.6,64000$436,36801,300
75MML Investors Services, LLC6,9502,163459$127,320596635
74Ameriprise Financial Services, LLC7,80500000
73Northwestern Mutual 8,6391,547619$207,04001,322
72Lincoln Financial Network10,620—————
71Advisor Group14,5134,3621,411$253,3821,7430
70LPL Financial LLC17,28700$217,5764,7563,833
69Nations Financial Group——————
68BCG Securities, Inc.——————
67Broker Dealer Financial Services Corp.——————
66Cadaret, Grant & Co. Inc.——————
65Capital Analysts Inc.——————
64Century Securities Associates Inc.——————
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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