Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
38Synergy Investment Group
37Leonard & Co.
36MetLife Inc.
35New England Securities Inc.
34Tower Square Securities Inc.
33Walnut Street Securities Inc.
32Foothill Securities Inc.
31Quest Capital Strategies Inc.
30Spire Investment Partners LLC
29Capital Investment Co.
28National Securities Corp.
27vFinance Investments Inc.
26Wall Street Access
25TFS Securities Inc.
24KMS Financial Services, Inc.
23Cetera Financial Institutions
22SA Stone
21Financial Telesis Inc.
20First Republic Securities Co.
19Financial Services International Corp.
18D.A. Davidson & Co.
17Williams Financial Group
16Finance 500 Inc.
15Foresters Equity Services Inc.
14CUNA Brokerage Services Inc.
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.