Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
113The Investment Center Inc.2548911$137,8743851
112Geneos Wealth Management Inc.25616069$408,04250105
111Fortune Financial Services, Inc.294322$63,051119
110Berthel Fisher & Co. Financial Services Inc.307
109LaSalle St. Securities LLC31515525$185,0002830
108Quest Capital Strategies Inc. 31700000
107Calton & Associates Inc.320
106Crown Capital Securities L.P.35712114$114,9332678
105Investment Centers of America Inc.40118454$236,0009682
104KMS Financial Services, Inc.40115437$253,90064100
103CUNA Brokerage Services Inc.40226878$116,00212248
102Kovack Securities, Inc.40520150$176,7086868
101Securities Service Network LLC43115256$264,00060116
100Parkland Securities, LLC47110811$112,46410529
99J.W. Cole Financial Inc.47527266$227,5465764
98Equity Services Inc. 480
97PlanMember Securities Corp.49016635015249
96Summit Brokerage Services, Inc.52800$198,1301580
95United Planners Financial Services53620441$226,38556102
94Investacorp Inc.54615622$199,4807595
93SII Investments Inc.55624483$262,000870
92Independent Financial Group, LLC58821260$200,7006786
91Grove Point Financial, LLC59622245$123,7657797
90NEXT Financial Group, Inc.61928129$145,98412364
89Centaurus Financial, Inc.635346145$228,62585240
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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