Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
63Principal Securities, Inc. 1,95931220$74,0072430
62Voya Financial Advisors Inc.1,990778134$156,005303293
61Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
60Signator Investors Inc.2,152733141$111,642160521
59Securities America Inc.2,209832230$207,177587646
58SagePoint Financial Inc.2,323580110$185,3961800
57Cetera Advisor Networks2,69300$183,0532850
56Royal Alliance Associates Inc.2,782627204$244,5542140
55Transamerica Financial Advisors, Inc.3,30200000
54Cambridge Investment Research, Inc.3,7381,290279$244,238712763
53MML Investors Services, LLC4,43666587$74,8622020
52Avantax Investment Services, Inc.4,597582104$71,000300600
51Equitable Advisors, LLC4,7651,474154$113,292718427
50Northwestern Mutual 5,037823318$107,08501,009
49Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
48Ameriprise Financial Services, LLC7,66800000
47Lincoln Financial Network8,8850007360
46LPL Financial LLC14,3777,0211,793$182,9273,2880
45Edward Jones14,500
44Harbor Financial Services LLC
43TriCor Financial LLC
42Bernardi Securities Inc.
41Allstate Financial Services LLC
40ING Advisor Network Inc.
39GBS Financial Corp.
« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.