Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
138Correll Co. Investment Services Corp.9
137Trutoro1430$95,70021
136Cutter & Company, Inc.45
135Infinity Financial Services 5080$59,03754
134Wunderlich Securities Inc.50
133St. Bernard Financial Services Inc.6100024
132World Capital Brokerage, Inc.71
131Bolton Global Capital75
130Founders Financial75557$321,6631724
129David A. Noyes & Company86327$126,000347
128Spire Investment Partners LLC951810$387,9853119
127Nationwide Planning Associates, Inc.101306$197,417186
126Arete Wealth1063011$126,73374
125Trustmont Financial Group Inc.111475$125,0001239
124Century Securities Associates Inc.129
123Prospera Financial Services Inc.1357334$381,4325012
122Kalos Capital Inc.1408921$279,1363615
121SCF Securities Inc.148435$105,6862617
120Cantella & Co. Inc. 165
119The Strategic Financial Alliance Inc.1755221$348,5293159
118Capital Investment Co.18500000
117Securities Management and Research214
116CFD Investments Inc.2196010$135,4694321
115Broker Dealer Financial Services Corp.250
114Harbour Investments Inc.25111014$190,0002032
113The Investment Center Inc.2548911$137,8743851
112Geneos Wealth Management Inc.25616069$408,04250105
111Fortune Financial Services, Inc.294322$63,051119
110Berthel Fisher & Co. Financial Services Inc.307
109LaSalle St. Securities LLC31515525$185,0002830
108Quest Capital Strategies Inc. 31700000
107Calton & Associates Inc.320
106Crown Capital Securities L.P.35712114$114,9332678
105Investment Centers of America Inc.40118454$236,0009682
104KMS Financial Services, Inc.40115437$253,90064100
103CUNA Brokerage Services Inc.40226878$116,00212248
102Kovack Securities, Inc.40520150$176,7086868
101Securities Service Network LLC43115256$264,00060116
100Parkland Securities, LLC47110811$112,46410529
99J.W. Cole Financial Inc.47527266$227,5465764
98Equity Services Inc. 480
97PlanMember Securities Corp.49016635015249
96Summit Brokerage Services, Inc.52800$198,1301580
95United Planners Financial Services53620441$226,38556102
94Investacorp Inc.54615622$199,4807595
93SII Investments Inc.55624483$262,000870
92Independent Financial Group, LLC58821260$200,7006786
91Grove Point Financial, LLC59622245$123,7657797
90NEXT Financial Group, Inc.61928129$145,98412364
89Centaurus Financial, Inc.635346145$228,62585240
88Sigma Financial Corp.64925317$139,81810594
87The Leaders Group649283$74,0672866
86SA Stone650
85Questar Capital Corp.65127333$152,8008336
84Triad Advisors, LLC80536775$288,73677207
83American Portfolios Financial Services Inc.81134163$174,8959294
82First Allied Securities, Inc.81400$238,0311580
81Cadaret, Grant & Co. Inc.83031351$195,969110125
80M Holdings Securities Inc. (M Securities)85616386$259,8794478
79The O.N. Equity Sales Co.8581318$76,8244973
78Hornor, Townsend & Kent, LLC1,01412620$75,2145195
77Concourse Financial Group Securities, Inc.1,09919027$96,2121120
76Lincoln Investment Planning, LLC1,12629396$225,453310189
75Securian Financial Services Inc.1,214469163$209,226150219
74Cetera Financial Specialists1,27800$75,007980
73INVEST Financial Corp.1,27845595$193,0001720
72National Planning Corporation (NPC) 1,326518160$245,0001960
71Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
70Wells Fargo Advisors Financial Network1,404633481$452,040950
69Cetera Advisors1,52500$160,4281550
68Kestra Financial, Inc1,712458217$247,581241283
67Woodbury Financial Services1,73956586$198,8441620
66FSC Securities Corp.1,743407119$226,7931370
65Cetera Financial Institutions1,80500$108,6153160
64Waddell & Reed Financial Advisors1,906855217$157,342537271
63Principal Securities, Inc. 1,95931220$74,0072430
62Voya Financial Advisors Inc.1,990778134$156,005303293
61Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
60Signator Investors Inc.2,152733141$111,642160521
59Securities America Inc.2,209832230$207,177587646
58SagePoint Financial Inc.2,323580110$185,3961800
57Cetera Advisor Networks2,69300$183,0532850
56Royal Alliance Associates Inc.2,782627204$244,5542140
55Transamerica Financial Advisors, Inc.3,30200000
54Cambridge Investment Research, Inc.3,7381,290279$244,238712763
53MML Investors Services, LLC4,43666587$74,8622020
52Avantax Investment Services, Inc.4,597582104$71,000300600
51Equitable Advisors, LLC4,7651,474154$113,292718427
50Northwestern Mutual 5,037823318$107,08501,009
49Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
48Ameriprise Financial Services, LLC7,66800000
47Lincoln Financial Network8,8850007360
46LPL Financial LLC14,3777,0211,793$182,9273,2880
45Edward Jones14,500
44Harbor Financial Services LLC
43TriCor Financial LLC
42Bernardi Securities Inc.
41Allstate Financial Services LLC
40ING Advisor Network Inc.
39GBS Financial Corp.
38Coordinated Capital Securities Inc.
37Schwab Independent Branch Services (Franchise)
36Capital Analysts Inc.
35BCG Securities, Inc.
34Thurston Springer Miller Herd & Titak
33Alden Investment Group
32Arkadios Capital
31Vanderbilt Financial Group
30Advisor Group
29Atria Wealth Solutions
28CoastalOne
27Nations Financial Group
26Hilltop Securities Independent Network Inc.
25Synergy Investment Group
24LifeMark Securities Corp.
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Park Avenue Securities LLC
17Foothill Securities Inc.
16WRP Investments Inc.
15National Securities Corp.
14vFinance Investments Inc.
13Wall Street Access
12TFS Securities Inc.
11Protected Investors of America Inc.
10Financial Telesis Inc.
9First Republic Securities Co.
8Financial Services International Corp.
7Quincy Cass Associates Inc.
6Packerland Brokerage Services Inc.
5D.A. Davidson & Co.
4Williams Financial Group
3Finance 500 Inc.
2Foresters Equity Services Inc.
1Ausdal Financial Partners

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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