Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▼
1Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
2Northwestern Mutual 5,037823318$107,08501,009
3Cambridge Investment Research, Inc.3,7381,290279$244,238712763
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
5Securities America Inc.2,209832230$207,177587646
6Avantax Investment Services, Inc.4,597582104$71,000300600
7Signator Investors Inc.2,152733141$111,642160521
8Equitable Advisors, LLC4,7651,474154$113,292718427
9Voya Financial Advisors Inc.1,990778134$156,005303293
10Kestra Financial, Inc1,712458217$247,581241283
11Waddell & Reed Financial Advisors1,906855217$157,342537271
12Centaurus Financial, Inc.635346145$228,62585240
13Securian Financial Services Inc.1,214469163$209,226150219
14Triad Advisors, LLC80536775$288,73677207
15Lincoln Investment Planning, LLC1,12629396$225,453310189
16Cadaret, Grant & Co. Inc.83031351$195,969110125
17Securities Service Network LLC43115256$264,00060116
18Geneos Wealth Management Inc.25616069$408,04250105
19United Planners Financial Services53620441$226,38556102
20KMS Financial Services, Inc.40115437$253,90064100
21Grove Point Financial, LLC59622245$123,7657797
22Investacorp Inc.54615622$199,4807595
23Hornor, Townsend & Kent, LLC1,01412620$75,2145195
24American Portfolios Financial Services Inc.81134163$174,8959294
25Sigma Financial Corp.64925317$139,81810594
26Independent Financial Group, LLC58821260$200,7006786
27Investment Centers of America Inc.40118454$236,0009682
28M Holdings Securities Inc. (M Securities)85616386$259,8794478
29Crown Capital Securities L.P.35712114$114,9332678
30The O.N. Equity Sales Co.8581318$76,8244973
31Kovack Securities, Inc.40520150$176,7086868
32The Leaders Group649283$74,0672866
33J.W. Cole Financial Inc.47527266$227,5465764
34NEXT Financial Group, Inc.61928129$145,98412364
35The Strategic Financial Alliance Inc.1755221$348,5293159
36The Investment Center Inc.2548911$137,8743851
37PlanMember Securities Corp.49016635015249
38CUNA Brokerage Services Inc.40226878$116,00212248
39Trustmont Financial Group Inc.111475$125,0001239
40Questar Capital Corp.65127333$152,8008336
41Harbour Investments Inc.25111014$190,0002032
42LaSalle St. Securities LLC31515525$185,0002830
43Parkland Securities, LLC47110811$112,46410529
44Founders Financial75557$321,6631724
45CFD Investments Inc.2196010$135,4694321
46Spire Investment Partners LLC951810$387,9853119
47SCF Securities Inc.148435$105,6862617
48Kalos Capital Inc.1408921$279,1363615
49Prospera Financial Services Inc.1357334$381,4325012
50Fortune Financial Services, Inc.294322$63,051119
51David A. Noyes & Company86327$126,000347
52Nationwide Planning Associates, Inc.101306$197,417186
53St. Bernard Financial Services Inc.6100024
54Arete Wealth1063011$126,73374
55Infinity Financial Services 5080$59,03754
56Trutoro1430$95,70021
57National Planning Corporation (NPC) 1,326518160$245,0001960
58Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
59First Allied Securities, Inc.81400$238,0311580
60Cetera Advisor Networks2,69300$183,0532850
61Cetera Advisors1,52500$160,4281550
62Transamerica Financial Advisors, Inc.3,30200000
63MML Investors Services, LLC4,43666587$74,8622020
64INVEST Financial Corp.1,27845595$193,0001720
65Royal Alliance Associates Inc.2,782627204$244,5542140
66SII Investments Inc.55624483$262,000870
67Principal Securities, Inc. 1,95931220$74,0072430
68Concourse Financial Group Securities, Inc.1,09919027$96,2121120
69Cetera Financial Specialists1,27800$75,007980
70Wells Fargo Advisors Financial Network1,404633481$452,040950
71Woodbury Financial Services1,73956586$198,8441620
72Lincoln Financial Network8,8850007360
73Ameriprise Financial Services, LLC7,66800000
74Summit Brokerage Services, Inc.52800$198,1301580
75LPL Financial LLC14,3777,0211,793$182,9273,2880
76Quest Capital Strategies Inc. 31700000
77Capital Investment Co.18500000
78Cetera Financial Institutions1,80500$108,6153160
79SagePoint Financial Inc.2,323580110$185,3961800
80FSC Securities Corp.1,743407119$226,7931370
81Leonard & Co.
82Vanderbilt Financial Group
83Synergy Investment Group
84Hilltop Securities Independent Network Inc.
85Advisor Group
86National Securities Corp.
87vFinance Investments Inc.
88Wall Street Access
89Cantella & Co. Inc. 165
90TFS Securities Inc.
91Bolton Global Capital75
92Atria Wealth Solutions
93LifeMark Securities Corp.
94CoastalOne
95Nations Financial Group
96SA Stone650
97Financial Telesis Inc.
98First Republic Securities Co.
99Financial Services International Corp.
100Quincy Cass Associates Inc.
101Packerland Brokerage Services Inc.
102Park Avenue Securities LLC
103Wunderlich Securities Inc.50
104D.A. Davidson & Co.
105Williams Financial Group
106Finance 500 Inc.
107Foresters Equity Services Inc.
108WRP Investments Inc.
109Ausdal Financial Partners
110Protected Investors of America Inc.
111ING Advisor Network Inc.
112Harbor Financial Services LLC
113TriCor Financial LLC
114GBS Financial Corp.
115Equity Services Inc. 480
116Calton & Associates Inc.320
117Cutter & Company, Inc.45
118Bernardi Securities Inc.
119Allstate Financial Services LLC
120Correll Co. Investment Services Corp.9
121Securities Management and Research214
122World Capital Brokerage, Inc.71
123Coordinated Capital Securities Inc.
124Century Securities Associates Inc.129
125Schwab Independent Branch Services (Franchise)
126Edward Jones14,500
127Capital Analysts Inc.
128Broker Dealer Financial Services Corp.250
129Berthel Fisher & Co. Financial Services Inc.307
130BCG Securities, Inc.
131Thurston Springer Miller Herd & Titak
132Alden Investment Group
133New England Securities Inc.
134Tower Square Securities Inc.
135Walnut Street Securities Inc.
136Arkadios Capital
137MetLife Inc.
138Foothill Securities Inc.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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