Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
138Arkadios Capital901065$382,727230
137SagePoint Financial Inc.1,461591163$243,9621960
136FSC Securities Corp.799282115$309,1451090
135Park Avenue Securities LLC1,92200000
134Woodbury Financial Services2,498791238$254,5703360
133Ameriprise Financial Services, LLC7,80500000
132Hornor, Townsend & Kent, LLC83320554$70,900460
131Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
130CFD Investments Inc.1504915$194,582520
129Royal Alliance Associates Inc.4,8151,259436$274,2484070
128Advisor Group14,5134,3621,411$253,3821,7430
127Equity Services Inc. 506150200500
126Transamerica Financial Advisors, Inc.3,10819480670
125Principal Securities, Inc. 1,7474518703290
124Vanderbilt Financial Group181000270
123Concourse Financial Group Securities, Inc.86518440$150,323850
122Trutoro3460$87,43253
121St. Bernard Financial Services Inc.11300034
120Cutter & Company, Inc.484170135
119Alden Investment Group65457085
118Thurston Springer Miller Herd & Titak68000915
117Nationwide Planning Associates, Inc.123488$287,489219
116Arete Wealth1323115$270,0741316
115Packerland Brokerage Services Inc.257844$95,8902419
114Prospera Financial Services Inc.1296647$545,8526122
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.