Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
113Founders Financial805014$397,6232923
112Parkland Securities, LLC33513021$163,99212730
111Fortune Financial Services, Inc.375525$81,1831333
110Trustmont Financial Group Inc.88345$144,0001035
109LaSalle St. Securities LLC31020040$210,0003241
108PlanMember Securities Corp.47918745$157,78718142
107Harbour Investments Inc.27212637$300,9002442
106The Strategic Financial Alliance Inc.1344929$351,0004150
105The Investment Center Inc.29112126$227,8564153
104M Holdings Securities Inc. (M Securities)74712581$285,8955064
103The O.N. Equity Sales Co.73515721$112,3684665
102Grove Point Financial, LLC42215353$277,5097568
101J.W. Cole Financial Inc.550334113$330,5006983
100Geneos Wealth Management Inc.24312471$425,9105486
99Kovack Securities, Inc.40027245$213,9437086
98The Leaders Group1,076479$122,3203387
97Independent Financial Group, LLC61525998$334,0008088
96Sigma Financial Corp.61826860$199,097126107
95American Portfolios Financial Services Inc.829328101$248,561112109
94United Planners Financial Services53822877$305,64867119
93Centaurus Financial, Inc.655362154$222,88588204
92Triad Advisors, LLC86225168$160,4580215
91Lincoln Investment Planning, LLC1,040427158$251,577384218
90Securian Financial Services Inc.1,077454174$272,052172228
89Waddell & Reed Financial Advisors1,333516264$391,739575264
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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