Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
26Securian Financial Services Inc.1,214469163$209,226150219
27Securities America Inc.2,209832230$207,177587646
28Independent Financial Group, LLC58821260$200,7006786
29Investacorp Inc.54615622$199,4807595
30Woodbury Financial Services1,73956586$198,8441620
31Summit Brokerage Services, Inc.52800$198,1301580
32Nationwide Planning Associates, Inc.101306$197,417186
33Cadaret, Grant & Co. Inc.83031351$195,969110125
34INVEST Financial Corp.1,27845595$193,0001720
35Harbour Investments Inc.25111014$190,0002032
36SagePoint Financial Inc.2,323580110$185,3961800
37LaSalle St. Securities LLC31515525$185,0002830
38Cetera Advisor Networks2,69300$183,0532850
39LPL Financial LLC14,3777,0211,793$182,9273,2880
40Kovack Securities, Inc.40520150$176,7086868
41American Portfolios Financial Services Inc.81134163$174,8959294
42Cetera Advisors1,52500$160,4281550
43Waddell & Reed Financial Advisors1,906855217$157,342537271
44Voya Financial Advisors Inc.1,990778134$156,005303293
45Questar Capital Corp.65127333$152,8008336
46NEXT Financial Group, Inc.61928129$145,98412364
47Sigma Financial Corp.64925317$139,81810594
48The Investment Center Inc.2548911$137,8743851
49CFD Investments Inc.2196010$135,4694321
50Arete Wealth1063011$126,73374
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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