Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
51David A. Noyes & Company86327$126,000347
52Trustmont Financial Group Inc.111475$125,0001239
53Grove Point Financial, LLC59622245$123,7657797
54CUNA Brokerage Services Inc.40226878$116,00212248
55Crown Capital Securities L.P.35712114$114,9332678
56Equitable Advisors, LLC4,7651,474154$113,292718427
57Parkland Securities, LLC47110811$112,46410529
58Signator Investors Inc.2,152733141$111,642160521
59Cetera Financial Institutions1,80500$108,6153160
60Northwestern Mutual 5,037823318$107,08501,009
61SCF Securities Inc.148435$105,6862617
62Concourse Financial Group Securities, Inc.1,09919027$96,2121120
63Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
64Trutoro1430$95,70021
65The O.N. Equity Sales Co.8581318$76,8244973
66Hornor, Townsend & Kent, LLC1,01412620$75,2145195
67Cetera Financial Specialists1,27800$75,007980
68MML Investors Services, LLC4,43666587$74,8622020
69The Leaders Group649283$74,0672866
70Principal Securities, Inc. 1,95931220$74,0072430
71Avantax Investment Services, Inc.4,597582104$71,000300600
72Fortune Financial Services, Inc.294322$63,051119
73Infinity Financial Services 5080$59,03754
74Quest Capital Strategies Inc. 31700000
75St. Bernard Financial Services Inc.6100024
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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