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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
2Wells Fargo Advisors Financial Network1,404633481$452,040950
3Geneos Wealth Management Inc.25616069$408,04250105
4Spire Investment Partners LLC951810$387,9853119
5Prospera Financial Services Inc.1357334$381,4325012
6The Strategic Financial Alliance Inc.1755221$348,5293159
7Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
8Founders Financial75557$321,6631724
9Triad Advisors, LLC80536775$288,73677207
10Kalos Capital Inc.1408921$279,1363615
11Securities Service Network LLC43115256$264,00060116
12SII Investments Inc.55624483$262,000870
13M Holdings Securities Inc. (M Securities)85616386$259,8794478
14KMS Financial Services, Inc.40115437$253,90064100
15Kestra Financial, Inc1,712458217$247,581241283
16National Planning Corporation (NPC) 1,326518160$245,0001960
17Royal Alliance Associates Inc.2,782627204$244,5542140
18Cambridge Investment Research, Inc.3,7381,290279$244,238712763
19First Allied Securities, Inc.81400$238,0311580
20Investment Centers of America Inc.40118454$236,0009682
21Centaurus Financial, Inc.635346145$228,62585240
22J.W. Cole Financial Inc.47527266$227,5465764
23FSC Securities Corp.1,743407119$226,7931370
24United Planners Financial Services53620441$226,38556102
25Lincoln Investment Planning, LLC1,12629396$225,453310189
26Securian Financial Services Inc.1,214469163$209,226150219
27Securities America Inc.2,209832230$207,177587646
28Independent Financial Group, LLC58821260$200,7006786
29Investacorp Inc.54615622$199,4807595
30Woodbury Financial Services1,73956586$198,8441620
31Summit Brokerage Services, Inc.52800$198,1301580
32Nationwide Planning Associates, Inc.101306$197,417186
33Cadaret, Grant & Co. Inc.83031351$195,969110125
34INVEST Financial Corp.1,27845595$193,0001720
35Harbour Investments Inc.25111014$190,0002032
36SagePoint Financial Inc.2,323580110$185,3961800
37LaSalle St. Securities LLC31515525$185,0002830
38Cetera Advisor Networks2,69300$183,0532850
39LPL Financial LLC14,3777,0211,793$182,9273,2880
40Kovack Securities, Inc.40520150$176,7086868
41American Portfolios Financial Services Inc.81134163$174,8959294
42Cetera Advisors1,52500$160,4281550
43Waddell & Reed Financial Advisors1,906855217$157,342537271
44Voya Financial Advisors Inc.1,990778134$156,005303293
45Questar Capital Corp.65127333$152,8008336
46NEXT Financial Group, Inc.61928129$145,98412364
47Sigma Financial Corp.64925317$139,81810594
48The Investment Center Inc.2548911$137,8743851
49CFD Investments Inc.2196010$135,4694321
50Arete Wealth1063011$126,73374
51David A. Noyes & Company86327$126,000347
52Trustmont Financial Group Inc.111475$125,0001239
53Grove Point Financial, LLC59622245$123,7657797
54CUNA Brokerage Services Inc.40226878$116,00212248
55Crown Capital Securities L.P.35712114$114,9332678
56Equitable Advisors, LLC4,7651,474154$113,292718427
57Parkland Securities, LLC47110811$112,46410529
58Signator Investors Inc.2,152733141$111,642160521
59Cetera Financial Institutions1,80500$108,6153160
60Northwestern Mutual 5,037823318$107,08501,009
61SCF Securities Inc.148435$105,6862617
62Concourse Financial Group Securities, Inc.1,09919027$96,2121120
63Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
64Trutoro1430$95,70021
65The O.N. Equity Sales Co.8581318$76,8244973
66Hornor, Townsend & Kent, LLC1,01412620$75,2145195
67Cetera Financial Specialists1,27800$75,007980
68MML Investors Services, LLC4,43666587$74,8622020
69The Leaders Group649283$74,0672866
70Principal Securities, Inc. 1,95931220$74,0072430
71Avantax Investment Services, Inc.4,597582104$71,000300600
72Fortune Financial Services, Inc.294322$63,051119
73Infinity Financial Services 5080$59,03754
74Quest Capital Strategies Inc. 31700000
75St. Bernard Financial Services Inc.6100024
76Transamerica Financial Advisors, Inc.3,30200000
77PlanMember Securities Corp.49016635015249
78Capital Investment Co.18500000
79Lincoln Financial Network8,8850007360
80Ameriprise Financial Services, LLC7,66800000
81Finance 500 Inc.
82Foresters Equity Services Inc.
83Ausdal Financial Partners
84Broker Dealer Financial Services Corp.250
85Harbor Financial Services LLC
86TriCor Financial LLC
87Berthel Fisher & Co. Financial Services Inc.307
88Calton & Associates Inc.320
89Bernardi Securities Inc.
90Allstate Financial Services LLC
91BCG Securities, Inc.
92Securities Management and Research214
93World Capital Brokerage, Inc.71
94Schwab Independent Branch Services (Franchise)
95Edward Jones14,500
96Thurston Springer Miller Herd & Titak
97Alden Investment Group
98Arkadios Capital
99Vanderbilt Financial Group
100Advisor Group
101Atria Wealth Solutions
102CoastalOne
103Protected Investors of America Inc.
104Nations Financial Group
105WRP Investments Inc.
106Wunderlich Securities Inc.50
107Park Avenue Securities LLC
108LifeMark Securities Corp.
109Bolton Global Capital75
110Hilltop Securities Independent Network Inc.
111ING Advisor Network Inc.
112Synergy Investment Group
113GBS Financial Corp.
114Leonard & Co.
115MetLife Inc.
116New England Securities Inc.
117Tower Square Securities Inc.
118Walnut Street Securities Inc.
119Equity Services Inc. 480
120Cutter & Company, Inc.45
121Foothill Securities Inc.
122National Securities Corp.
123vFinance Investments Inc.
124Wall Street Access
125Cantella & Co. Inc. 165
126TFS Securities Inc.
127Correll Co. Investment Services Corp.9
128Coordinated Capital Securities Inc.
129Century Securities Associates Inc.129
130SA Stone650
131Financial Telesis Inc.
132First Republic Securities Co.
133Financial Services International Corp.
134Quincy Cass Associates Inc.
135Packerland Brokerage Services Inc.
136Capital Analysts Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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