Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▼CFPs
51United Planners Financial Services53620441$226,38556102
52Hornor, Townsend & Kent, LLC1,01412620$75,2145195
53Prospera Financial Services Inc.1357334$381,4325012
54Geneos Wealth Management Inc.25616069$408,04250105
55The O.N. Equity Sales Co.8581318$76,8244973
56M Holdings Securities Inc. (M Securities)85616386$259,8794478
57CFD Investments Inc.2196010$135,4694321
58The Investment Center Inc.2548911$137,8743851
59Kalos Capital Inc.1408921$279,1363615
60David A. Noyes & Company86327$126,000347
61The Strategic Financial Alliance Inc.1755221$348,5293159
62Spire Investment Partners LLC951810$387,9853119
63The Leaders Group649283$74,0672866
64LaSalle St. Securities LLC31515525$185,0002830
65SCF Securities Inc.148435$105,6862617
66Crown Capital Securities L.P.35712114$114,9332678
67Harbour Investments Inc.25111014$190,0002032
68Nationwide Planning Associates, Inc.101306$197,417186
69Founders Financial75557$321,6631724
70Trustmont Financial Group Inc.111475$125,0001239
71Fortune Financial Services, Inc.294322$63,051119
72Arete Wealth1063011$126,73374
73Infinity Financial Services 5080$59,03754
74Trutoro1430$95,70021
75St. Bernard Financial Services Inc.6100024
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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