Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▼CFPs
1Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
2LPL Financial LLC14,3777,0211,793$182,9273,2880
3Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
4Lincoln Financial Network8,8850007360
5Equitable Advisors, LLC4,7651,474154$113,292718427
6Cambridge Investment Research, Inc.3,7381,290279$244,238712763
7Securities America Inc.2,209832230$207,177587646
8Waddell & Reed Financial Advisors1,906855217$157,342537271
9Cetera Financial Institutions1,80500$108,6153160
10Lincoln Investment Planning, LLC1,12629396$225,453310189
11Voya Financial Advisors Inc.1,990778134$156,005303293
12Avantax Investment Services, Inc.4,597582104$71,000300600
13Cetera Advisor Networks2,69300$183,0532850
14Principal Securities, Inc. 1,95931220$74,0072430
15Kestra Financial, Inc1,712458217$247,581241283
16Royal Alliance Associates Inc.2,782627204$244,5542140
17MML Investors Services, LLC4,43666587$74,8622020
18National Planning Corporation (NPC) 1,326518160$245,0001960
19SagePoint Financial Inc.2,323580110$185,3961800
20INVEST Financial Corp.1,27845595$193,0001720
21Woodbury Financial Services1,73956586$198,8441620
22Signator Investors Inc.2,152733141$111,642160521
23First Allied Securities, Inc.81400$238,0311580
24Summit Brokerage Services, Inc.52800$198,1301580
25Cetera Advisors1,52500$160,4281550
26PlanMember Securities Corp.49016635015249
27Securian Financial Services Inc.1,214469163$209,226150219
28FSC Securities Corp.1,743407119$226,7931370
29NEXT Financial Group, Inc.61928129$145,98412364
30CUNA Brokerage Services Inc.40226878$116,00212248
31Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
32Concourse Financial Group Securities, Inc.1,09919027$96,2121120
33Cadaret, Grant & Co. Inc.83031351$195,969110125
34Parkland Securities, LLC47110811$112,46410529
35Sigma Financial Corp.64925317$139,81810594
36Cetera Financial Specialists1,27800$75,007980
37Investment Centers of America Inc.40118454$236,0009682
38Wells Fargo Advisors Financial Network1,404633481$452,040950
39American Portfolios Financial Services Inc.81134163$174,8959294
40SII Investments Inc.55624483$262,000870
41Centaurus Financial, Inc.635346145$228,62585240
42Questar Capital Corp.65127333$152,8008336
43Triad Advisors, LLC80536775$288,73677207
44Grove Point Financial, LLC59622245$123,7657797
45Investacorp Inc.54615622$199,4807595
46Kovack Securities, Inc.40520150$176,7086868
47Independent Financial Group, LLC58821260$200,7006786
48KMS Financial Services, Inc.40115437$253,90064100
49Securities Service Network LLC43115256$264,00060116
50J.W. Cole Financial Inc.47527266$227,5465764
51United Planners Financial Services53620441$226,38556102
52Hornor, Townsend & Kent, LLC1,01412620$75,2145195
53Prospera Financial Services Inc.1357334$381,4325012
54Geneos Wealth Management Inc.25616069$408,04250105
55The O.N. Equity Sales Co.8581318$76,8244973
56M Holdings Securities Inc. (M Securities)85616386$259,8794478
57CFD Investments Inc.2196010$135,4694321
58The Investment Center Inc.2548911$137,8743851
59Kalos Capital Inc.1408921$279,1363615
60David A. Noyes & Company86327$126,000347
61The Strategic Financial Alliance Inc.1755221$348,5293159
62Spire Investment Partners LLC951810$387,9853119
63The Leaders Group649283$74,0672866
64LaSalle St. Securities LLC31515525$185,0002830
65SCF Securities Inc.148435$105,6862617
66Crown Capital Securities L.P.35712114$114,9332678
67Harbour Investments Inc.25111014$190,0002032
68Nationwide Planning Associates, Inc.101306$197,417186
69Founders Financial75557$321,6631724
70Trustmont Financial Group Inc.111475$125,0001239
71Fortune Financial Services, Inc.294322$63,051119
72Arete Wealth1063011$126,73374
73Infinity Financial Services 5080$59,03754
74Trutoro1430$95,70021
75St. Bernard Financial Services Inc.6100024
76Transamerica Financial Advisors, Inc.3,30200000
77Capital Investment Co.18500000
78Quest Capital Strategies Inc. 31700000
79Northwestern Mutual 5,037823318$107,08501,009
80Ameriprise Financial Services, LLC7,66800000
81GBS Financial Corp.
82Hilltop Securities Independent Network Inc.
83Bolton Global Capital75
84National Securities Corp.
85vFinance Investments Inc.
86Wall Street Access
87Cantella & Co. Inc. 165
88TFS Securities Inc.
89LifeMark Securities Corp.
90Century Securities Associates Inc.129
91Park Avenue Securities LLC
92Capital Analysts Inc.
93Broker Dealer Financial Services Corp.250
94SA Stone650
95Financial Telesis Inc.
96First Republic Securities Co.
97Financial Services International Corp.
98Quincy Cass Associates Inc.
99Packerland Brokerage Services Inc.
100D.A. Davidson & Co.
101Williams Financial Group
102Finance 500 Inc.
103Foresters Equity Services Inc.
104Berthel Fisher & Co. Financial Services Inc.307
105Ausdal Financial Partners
106BCG Securities, Inc.
107Harbor Financial Services LLC
108TriCor Financial LLC
109Wunderlich Securities Inc.50
110Calton & Associates Inc.320
111Bernardi Securities Inc.
112Allstate Financial Services LLC
113WRP Investments Inc.
114Securities Management and Research214
115World Capital Brokerage, Inc.71
116ING Advisor Network Inc.
117Schwab Independent Branch Services (Franchise)
118Edward Jones14,500
119Protected Investors of America Inc.
120Thurston Springer Miller Herd & Titak
121Alden Investment Group
122Arkadios Capital
123Vanderbilt Financial Group
124Advisor Group
125Atria Wealth Solutions
126CoastalOne
127Cutter & Company, Inc.45
128Nations Financial Group
129Synergy Investment Group
130Equity Services Inc. 480
131Leonard & Co.
132MetLife Inc.
133New England Securities Inc.
134Tower Square Securities Inc.
135Walnut Street Securities Inc.
136Correll Co. Investment Services Corp.9
137Coordinated Capital Securities Inc.
138Foothill Securities Inc.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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