Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▲CFPs
113Equity Services Inc. 506150200500
112CFD Investments Inc.1504915$194,582520
111Geneos Wealth Management Inc.24312471$425,9105486
110Prospera Financial Services Inc.1296647$545,8526122
109Transamerica Financial Advisors, Inc.3,10819480670
108United Planners Financial Services53822877$305,64867119
107J.W. Cole Financial Inc.550334113$330,5006983
106Kovack Securities, Inc.40027245$213,9437086
105Grove Point Financial, LLC42215353$277,5097568
104Independent Financial Group, LLC61525998$334,0008088
103Concourse Financial Group Securities, Inc.86518440$150,323850
102Centaurus Financial, Inc.655362154$222,88588204
101Thurston Springer Miller Herd & Titak68000915
100Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
99FSC Securities Corp.799282115$309,1451090
98American Portfolios Financial Services Inc.829328101$248,561112109
97Sigma Financial Corp.61826860$199,097126107
96Parkland Securities, LLC33513021$163,99212730
95Securian Financial Services Inc.1,077454174$272,052172228
94PlanMember Securities Corp.47918745$157,78718142
93SagePoint Financial Inc.1,461591163$243,9621960
92Kestra Financial, Inc1,736484309$482,535267310
91Principal Securities, Inc. 1,7474518703290
90Woodbury Financial Services2,498791238$254,5703360
89Lincoln Investment Planning, LLC1,040427158$251,577384218
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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