Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ reps ▲Avg. annual payoutEmployeesCFPs
138St. Bernard Financial Services Inc.11300034
137LPL Financial LLC17,28700$217,5764,7563,833
136Vanderbilt Financial Group181000270
135Thurston Springer Miller Herd & Titak68000915
134Ameriprise Financial Services, LLC7,80500000
133Park Avenue Securities LLC1,92200000
132Trutoro3460$87,43253
131Raymond James Financial Services Inc.6,64000$436,36801,300
130Packerland Brokerage Services Inc.257844$95,8902419
129Fortune Financial Services, Inc.375525$81,1831333
128Trustmont Financial Group Inc.88345$144,0001035
127Alden Investment Group65457085
126Cutter & Company, Inc.484170135
125Nationwide Planning Associates, Inc.123488$287,489219
124Transamerica Financial Advisors, Inc.3,10819480670
123The Leaders Group1,076479$122,3203387
122Founders Financial805014$397,6232923
121Arete Wealth1323115$270,0741316
120CFD Investments Inc.1504915$194,582520
119Equity Services Inc. 506150200500
118The O.N. Equity Sales Co.73515721$112,3684665
117Parkland Securities, LLC33513021$163,99212730
116The Investment Center Inc.29112126$227,8564153
115The Strategic Financial Alliance Inc.1344929$351,0004150
114Harbour Investments Inc.27212637$300,9002442
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.