Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
138Advisor Group14,5134,3621,411$253,3821,7430
137Alden Investment Group65457085
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.829328101$248,561112109
134Ameriprise Financial Services, LLC7,80500000
133Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
132Arete Wealth1323115$270,0741316
131Arkadios Capital901065$382,727230
130Atria Wealth Solutions2,2496081420428312
129Ausdal Financial Partners
128Avantax Investment Services, Inc.3,825
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.223
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.418
120Cambridge Investment Research, Inc.4,5291,578498$308,639894832
119Cantella & Co. Inc. 221
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.655362154$222,88588204
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.1504915$194,582520
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
107Concourse Financial Group Securities, Inc.86518440$150,323850
106Coordinated Capital Securities Inc.60
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.341
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.484170135
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC4,5301,609320$159,558642436
97Equity Services Inc. 506150200500
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.375525$81,1831333
88Founders Financial805014$397,6232923
87FSC Securities Corp.799282115$309,1451090
86GBS Financial Corp.
85Geneos Wealth Management Inc.24312471$425,9105486
84Grove Point Financial, LLC42215353$277,5097568
83Harbor Financial Services LLC
82Harbour Investments Inc.27212637$300,9002442
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC83320554$70,900460
79Independent Financial Group, LLC61525998$334,0008088
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.29112126$227,8564153
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.550334113$330,5006983
71Kalos Capital Inc.
70Kestra Financial, Inc1,736484309$482,535267310
69KMS Financial Services, Inc.
68Kovack Securities, Inc.40027245$213,9437086
67LaSalle St. Securities LLC31020040$210,0003241
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network10,620
63Lincoln Investment Planning, LLC1,040427158$251,577384218
62LPL Financial LLC17,28700$217,5764,7563,833
61M Holdings Securities Inc. (M Securities)74712581$285,8955064
60MetLife Inc.
59MML Investors Services, LLC6,9502,163459$127,320596635
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.123488$287,489219
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual 8,6391,547619$207,04001,322
51The O.N. Equity Sales Co.73515721$112,3684665
50Packerland Brokerage Services Inc.257844$95,8902419
49Park Avenue Securities LLC1,92200000
48Parkland Securities, LLC33513021$163,99212730
47PlanMember Securities Corp.47918745$157,78718142
46Principal Securities, Inc. 1,7474518703290
45Prospera Financial Services Inc.1296647$545,8526122
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.5
40Raymond James Financial Services Inc.6,64000$436,36801,300
39Royal Alliance Associates Inc.4,8151,259436$274,2484070
38SA Stone
37SagePoint Financial Inc.1,461591163$243,9621960
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.1,077454174$272,052172228
33Securities America Inc.3,2331,188390$204,949594747
32Securities Management and Research146
31Securities Service Network LLC
30Sigma Financial Corp.61826860$199,097126107
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.11300034
25The Strategic Financial Alliance Inc.1344929$351,0004150
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group1,076479$122,3203387
20Thurston Springer Miller Herd & Titak68000915
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.3,10819480670
17Triad Advisors, LLC86225168$160,4580215
16TriCor Financial LLC
15Trustmont Financial Group Inc.88345$144,0001035
14Trutoro3460$87,43253
13United Planners Financial Services53822877$305,64867119
12Vanderbilt Financial Group181000270
11vFinance Investments Inc.
10Voya Financial Advisors Inc.
9Waddell & Reed Financial Advisors1,333516264$391,739575264
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services2,498791238$254,5703360
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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