Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▲$500K+ repsAvg. annual payoutEmployeesCFPs
138Cetera Advisor Networks2,69300$183,0532850
137Summit Brokerage Services, Inc.52800$198,1301580
136Ameriprise Financial Services, LLC7,66800000
135Lincoln Financial Network8,8850007360
134Quest Capital Strategies Inc. 31700000
133St. Bernard Financial Services Inc.6100024
132Cetera Financial Specialists1,27800$75,007980
131First Allied Securities, Inc.81400$238,0311580
130Capital Investment Co.18500000
129Cetera Financial Institutions1,80500$108,6153160
128Transamerica Financial Advisors, Inc.3,30200000
127Cetera Advisors1,52500$160,4281550
126Trutoro1430$95,70021
125Infinity Financial Services 5080$59,03754
124Spire Investment Partners LLC951810$387,9853119
123The Leaders Group649283$74,0672866
122Nationwide Planning Associates, Inc.101306$197,417186
121Arete Wealth1063011$126,73374
120David A. Noyes & Company86327$126,000347
119Fortune Financial Services, Inc.294322$63,051119
118SCF Securities Inc.148435$105,6862617
117Trustmont Financial Group Inc.111475$125,0001239
116The Strategic Financial Alliance Inc.1755221$348,5293159
115Founders Financial75557$321,6631724
114CFD Investments Inc.2196010$135,4694321
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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