Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
138Cetera Financial Specialists1,27800$75,007980
137Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
136First Allied Securities, Inc.81400$238,0311580
135Cetera Advisor Networks2,69300$183,0532850
134FSC Securities Corp.1,743407119$226,7931370
133Cetera Advisors1,52500$160,4281550
132Transamerica Financial Advisors, Inc.3,30200000
131MML Investors Services, LLC4,43666587$74,8622020
130INVEST Financial Corp.1,27845595$193,0001720
129National Planning Corporation (NPC) 1,326518160$245,0001960
128SII Investments Inc.55624483$262,000870
127SagePoint Financial Inc.2,323580110$185,3961800
126Principal Securities, Inc. 1,95931220$74,0072430
125Concourse Financial Group Securities, Inc.1,09919027$96,2121120
124Cetera Financial Institutions1,80500$108,6153160
123Capital Investment Co.18500000
122Wells Fargo Advisors Financial Network1,404633481$452,040950
121Woodbury Financial Services1,73956586$198,8441620
120Quest Capital Strategies Inc. 31700000
119Lincoln Financial Network8,8850007360
118Ameriprise Financial Services, LLC7,66800000
117LPL Financial LLC14,3777,0211,793$182,9273,2880
116Royal Alliance Associates Inc.2,782627204$244,5542140
115Summit Brokerage Services, Inc.52800$198,1301580
114Trutoro1430$95,70021
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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