Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▲Avg. annual payoutEmployeesCFPs
138Cetera Advisor Networks2,69300$183,0532850
137First Allied Securities, Inc.81400$238,0311580
136Quest Capital Strategies Inc. 31700000
135Cetera Advisors1,52500$160,4281550
134Summit Brokerage Services, Inc.52800$198,1301580
133Ameriprise Financial Services, LLC7,66800000
132Lincoln Financial Network8,8850007360
131Capital Investment Co.18500000
130Trutoro1430$95,70021
129Infinity Financial Services 5080$59,03754
128Cetera Financial Institutions1,80500$108,6153160
127Cetera Financial Specialists1,27800$75,007980
126Transamerica Financial Advisors, Inc.3,30200000
125St. Bernard Financial Services Inc.6100024
124Fortune Financial Services, Inc.294322$63,051119
123The Leaders Group649283$74,0672866
122Trustmont Financial Group Inc.111475$125,0001239
121SCF Securities Inc.148435$105,6862617
120Nationwide Planning Associates, Inc.101306$197,417186
119Founders Financial75557$321,6631724
118David A. Noyes & Company86327$126,000347
117The O.N. Equity Sales Co.8581318$76,8244973
116CFD Investments Inc.2196010$135,4694321
115Spire Investment Partners LLC951810$387,9853119
114The Investment Center Inc.2548911$137,8743851
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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