Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▼$500K+ repsAvg. annual payoutEmployeesCFPs
51Trustmont Financial Group Inc.91365$132,0001036
52Arete Wealth1473216$233,1171218
53Arkadios Capital67945$454,000170
54Veritas Independent Partners2840$90,76733
55The Strategic Financial Alliance Inc.000000
56St. Bernard Financial Services Inc.10600044
57Ameriprise Financial Services, LLC7,74000000
58LPL Financial LLC16,46400$208,2664,3433,645
59Thurston Springer Miller Herd & Titak55000825
60Park Avenue Securities LLC1,93500000
61Lincoln Financial Network9,04600000
62Raymond James Financial Services Inc.6,62200$416,83901,279
63Synergy Investment Group
64Correll Co. Investment Services Corp.8
65Leonard & Co.
66MetLife Inc.
67New England Securities Inc.
68Tower Square Securities Inc.
69Walnut Street Securities Inc.
70Coordinated Capital Securities Inc.
71Foothill Securities Inc.
72Century Securities Associates Inc.125
73Quest Capital Strategies Inc.
74Capital Analysts Inc.
75Capital Investment Co.
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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