Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps ▼$500K+ repsAvg. annual payoutEmployeesCFPs
1Advisor Group14,5134,3621,411$253,3821,7430
2MML Investors Services, LLC6,9502,163459$127,320596635
3Equitable Advisors, LLC4,5301,609320$159,558642436
4Cambridge Investment Research, Inc.4,5291,578498$308,639894832
5Northwestern Mutual 8,6391,547619$207,04001,322
6Royal Alliance Associates Inc.4,8151,259436$274,2484070
7Securities America Inc.3,2331,188390$204,949594747
8Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
9Woodbury Financial Services2,498791238$254,5703360
10Atria Wealth Solutions2,2496081420428312
11SagePoint Financial Inc.1,461591163$243,9621960
12Waddell & Reed Financial Advisors1,333516264$391,739575264
13Kestra Financial, Inc1,736484309$482,535267310
14Securian Financial Services Inc.1,077454174$272,052172228
15Principal Securities, Inc. 1,7474518703290
16Lincoln Investment Planning, LLC1,040427158$251,577384218
17Centaurus Financial, Inc.655362154$222,88588204
18J.W. Cole Financial Inc.550334113$330,5006983
19American Portfolios Financial Services Inc.829328101$248,561112109
20FSC Securities Corp.799282115$309,1451090
21Kovack Securities, Inc.40027245$213,9437086
22Sigma Financial Corp.61826860$199,097126107
23Independent Financial Group, LLC61525998$334,0008088
24Triad Advisors, LLC86225168$160,4580215
25United Planners Financial Services53822877$305,64867119
26Hornor, Townsend & Kent, LLC83320554$70,900460
27LaSalle St. Securities LLC31020040$210,0003241
28Transamerica Financial Advisors, Inc.3,10819480670
29Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
30PlanMember Securities Corp.47918745$157,78718142
31Concourse Financial Group Securities, Inc.86518440$150,323850
32The O.N. Equity Sales Co.73515721$112,3684665
33Grove Point Financial, LLC42215353$277,5097568
34Equity Services Inc. 506150200500
35Parkland Securities, LLC33513021$163,99212730
36Harbour Investments Inc.27212637$300,9002442
37M Holdings Securities Inc. (M Securities)74712581$285,8955064
38Geneos Wealth Management Inc.24312471$425,9105486
39The Investment Center Inc.29112126$227,8564153
40Packerland Brokerage Services Inc.257844$95,8902419
41Prospera Financial Services Inc.1296647$545,8526122
42Fortune Financial Services, Inc.375525$81,1831333
43Founders Financial805014$397,6232923
44The Strategic Financial Alliance Inc.1344929$351,0004150
45CFD Investments Inc.1504915$194,582520
46Nationwide Planning Associates, Inc.123488$287,489219
47The Leaders Group1,076479$122,3203387
48Alden Investment Group65457085
49Cutter & Company, Inc.484170135
50Trustmont Financial Group Inc.88345$144,0001035
51Arete Wealth1323115$270,0741316
52Arkadios Capital901065$382,727230
53Trutoro3460$87,43253
54Raymond James Financial Services Inc.6,64000$436,36801,300
55Vanderbilt Financial Group181000270
56Park Avenue Securities LLC1,92200000
57Ameriprise Financial Services, LLC7,80500000
58LPL Financial LLC17,28700$217,5764,7563,833
59Thurston Springer Miller Herd & Titak68000915
60St. Bernard Financial Services Inc.11300034
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.418
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research146
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.223
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.60
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.341
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.3,825
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network10,620
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc. 221
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.5
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.