Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▲$500K+ repsAvg. annual payoutEmployeesCFPs
133The Strategic Financial Alliance Inc.000000
132Lincoln Financial Network9,04600000
131Ameriprise Financial Services, LLC7,74000000
130Thurston Springer Miller Herd & Titak55000825
129Park Avenue Securities LLC1,93500000
128LPL Financial LLC16,46400$208,2664,3433,645
127St. Bernard Financial Services Inc.10600044
126Raymond James Financial Services Inc.6,62200$416,83901,279
125Veritas Independent Partners2840$90,76733
124Arkadios Capital67945$454,000170
123Arete Wealth1473216$233,1171218
122Trustmont Financial Group Inc.91365$132,0001036
121Alden Investment Group53395034
120Spire Investment Partners LLC1054023$525,0834826
119Founders Financial794817$373,3172524
118The Leaders Group8934813$149,4803487
117Fortune Financial Services, Inc.355496$84,5361223
116Nationwide Planning Associates, Inc.137518$265,153219
115CFD Investments Inc.1625915$177,257540
114Packerland Brokerage Services Inc.239674$93,0002319
113Prospera Financial Services Inc.1297340$476,0746113
112The Investment Center Inc.29111520$214,0394054
111M Holdings Securities Inc. (M Securities)76912097$292,7436769
110Harbour Investments Inc.27513529$274,5002440
109Parkland Securities, LLC39513718$162,48012529
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133 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.