Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▲$500K+ repsAvg. annual payoutEmployeesCFPs
113Parkland Securities, LLC33513021$163,99212730
112Equity Services Inc. 506150200500
111Grove Point Financial, LLC42215353$277,5097568
110The O.N. Equity Sales Co.73515721$112,3684665
109Concourse Financial Group Securities, Inc.86518440$150,323850
108PlanMember Securities Corp.47918745$157,78718142
107Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
106Transamerica Financial Advisors, Inc.3,10819480670
105LaSalle St. Securities LLC31020040$210,0003241
104Hornor, Townsend & Kent, LLC83320554$70,900460
103United Planners Financial Services53822877$305,64867119
102Triad Advisors, LLC86225168$160,4580215
101Independent Financial Group, LLC61525998$334,0008088
100Sigma Financial Corp.61826860$199,097126107
99Kovack Securities, Inc.40027245$213,9437086
98FSC Securities Corp.799282115$309,1451090
97American Portfolios Financial Services Inc.829328101$248,561112109
96J.W. Cole Financial Inc.550334113$330,5006983
95Centaurus Financial, Inc.655362154$222,88588204
94Lincoln Investment Planning, LLC1,040427158$251,577384218
93Principal Securities, Inc. 1,7474518703290
92Securian Financial Services Inc.1,077454174$272,052172228
91Kestra Financial, Inc1,736484309$482,535267310
90Waddell & Reed Financial Advisors1,333516264$391,739575264
89SagePoint Financial Inc.1,461591163$243,9621960
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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