Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▲$500K+ repsAvg. annual payoutEmployeesCFPs
138Thurston Springer Miller Herd & Titak68000915
137Park Avenue Securities LLC1,92200000
136Vanderbilt Financial Group181000270
135Raymond James Financial Services Inc.6,64000$436,36801,300
134Ameriprise Financial Services, LLC7,80500000
133St. Bernard Financial Services Inc.11300034
132LPL Financial LLC17,28700$217,5764,7563,833
131Trutoro3460$87,43253
130Arkadios Capital901065$382,727230
129Arete Wealth1323115$270,0741316
128Trustmont Financial Group Inc.88345$144,0001035
127Cutter & Company, Inc.484170135
126Alden Investment Group65457085
125The Leaders Group1,076479$122,3203387
124Nationwide Planning Associates, Inc.123488$287,489219
123The Strategic Financial Alliance Inc.1344929$351,0004150
122CFD Investments Inc.1504915$194,582520
121Founders Financial805014$397,6232923
120Fortune Financial Services, Inc.375525$81,1831333
119Prospera Financial Services Inc.1296647$545,8526122
118Packerland Brokerage Services Inc.257844$95,8902419
117The Investment Center Inc.29112126$227,8564153
116Geneos Wealth Management Inc.24312471$425,9105486
115M Holdings Securities Inc. (M Securities)74712581$285,8955064
114Harbour Investments Inc.27212637$300,9002442
113Parkland Securities, LLC33513021$163,99212730
112Equity Services Inc. 506150200500
111Grove Point Financial, LLC42215353$277,5097568
110The O.N. Equity Sales Co.73515721$112,3684665
109Concourse Financial Group Securities, Inc.86518440$150,323850
108PlanMember Securities Corp.47918745$157,78718142
107Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
106Transamerica Financial Advisors, Inc.3,10819480670
105LaSalle St. Securities LLC31020040$210,0003241
104Hornor, Townsend & Kent, LLC83320554$70,900460
103United Planners Financial Services53822877$305,64867119
102Triad Advisors, LLC86225168$160,4580215
101Independent Financial Group, LLC61525998$334,0008088
100Sigma Financial Corp.61826860$199,097126107
99Kovack Securities, Inc.40027245$213,9437086
98FSC Securities Corp.799282115$309,1451090
97American Portfolios Financial Services Inc.829328101$248,561112109
96J.W. Cole Financial Inc.550334113$330,5006983
95Centaurus Financial, Inc.655362154$222,88588204
94Lincoln Investment Planning, LLC1,040427158$251,577384218
93Principal Securities, Inc. 1,7474518703290
92Securian Financial Services Inc.1,077454174$272,052172228
91Kestra Financial, Inc1,736484309$482,535267310
90Waddell & Reed Financial Advisors1,333516264$391,739575264
89SagePoint Financial Inc.1,461591163$243,9621960
88Atria Wealth Solutions2,2496081420428312
87Woodbury Financial Services2,498791238$254,5703360
86Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
85Securities America Inc.3,2331,188390$204,949594747
84Royal Alliance Associates Inc.4,8151,259436$274,2484070
83Northwestern Mutual 8,6391,547619$207,04001,322
82Cambridge Investment Research, Inc.4,5291,578498$308,639894832
81Equitable Advisors, LLC4,5301,609320$159,558642436
80MML Investors Services, LLC6,9502,163459$127,320596635
79Advisor Group14,5134,3621,411$253,3821,7430
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.418
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research146
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.223
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.60
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.341
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.3,825
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network10,620
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc. 221
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.5
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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