Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▼
76Capital Investment Co.
77National Securities Corp.717
78vFinance Investments Inc.
79Wall Street Access
80Cantella & Co. Inc. 225
81TFS Securities Inc.
82Cutter & Company, Inc.
83Cetera Financial Institutions
84Crown Capital Securities L.P.
85SA Stone
86Financial Telesis Inc.
87First Republic Securities Co.
88Financial Services International Corp.
89Quincy Cass Associates Inc.
90Correll Co. Investment Services Corp.8
91Coordinated Capital Securities Inc.
92Century Securities Associates Inc.125
93D.A. Davidson & Co.
94Williams Financial Group
95Finance 500 Inc.
96Foresters Equity Services Inc.
97CUNA Brokerage Services Inc.
98Ausdal Financial Partners
99Capital Analysts Inc.
100SCF Securities Inc.
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.