Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▼
101Harbor Financial Services LLC
102TriCor Financial LLC
103Kalos Capital Inc.125
104Cadaret, Grant & Co. Inc.774
105Calton & Associates Inc.
106Bernardi Securities Inc.
107Allstate Financial Services LLC
108Securities Management and Research152
109World Capital Brokerage, Inc.53
110Broker Dealer Financial Services Corp.
111Infinity Financial Services 62
112Schwab Independent Branch Services (Franchise)
113Edward Jones
114Berthel Fisher & Co. Financial Services Inc.240
115David A. Noyes & Company
116BCG Securities, Inc.
117Protected Investors of America Inc.
118NEXT Financial Group, Inc.445
119Signator Investors Inc.
120Cetera Financial Specialists
121SII Investments Inc.
122National Planning Corporation (NPC)
123Investment Centers of America Inc.
124Questar Capital Corp.
125Wells Fargo Advisors Financial Network
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.